-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ELe5rqfCSkSOgdlc/PE1bYzh/MzGK1+BBDkcz0+fQ+ADCt296KAtUStWk8RE5r67 DPVu3v1tveTMzhCGX+dF7Q== 0001127602-07-000761.txt : 20070221 0001127602-07-000761.hdr.sgml : 20070221 20070221154638 ACCESSION NUMBER: 0001127602-07-000761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070220 FILED AS OF DATE: 20070221 DATE AS OF CHANGE: 20070221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Enos Gerald Adams JR CENTRAL INDEX KEY: 0001359819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 07638878 BUSINESS ADDRESS: BUSINESS PHONE: 704.383.7436 MAIL ADDRESS: STREET 1: 301 SOUTH COLLEGE STREET CITY: CHARLOTTE STATE: NC ZIP: 28288 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2007-02-20 0000036995 WACHOVIA CORP NEW WB 0001359819 Enos Gerald Adams JR WACHOVIA CORPORATION 301 SOUTH COLLEGE STREET CHARLOTTE NC 1 SEVP Ops., Tech & eComm Common Stock 2007-02-13 5 G 0 E 500 0 D 24312.149 D Common Stock 2007-02-20 4 A 0 19048 0 A 43360.149 D Common Stock 579.9015 I By 401k Common Stock 2 I By Son ESOP (Right to Buy) 58.36 2007-02-20 4 A 0 19048 0 A 2008-02-20 2017-02-20 Common Stock 19048 19048 D The restricted stock award vest in substantially equal installments on each of the 5 anniversaries of the date of grant (20% per year) beginning Feb. 20, 2008, assuming that certain financial performance targets are met. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning Feb 20, 2008. Includes 40,797 shares of unvested restricted stock to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Gerald Adams Enos JR 2007-02-21 -----END PRIVACY-ENHANCED MESSAGE-----