-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fn78RHotBqxuYgDAfHJDp1vjGmX2QmQHi7cUloO7yL6kUN7LKhns1JOoB19UdSD0 SMvz+o/DyuvpcyZo3jawHg== 0001127602-06-002914.txt : 20061218 0001127602-06-002914.hdr.sgml : 20061218 20061218155224 ACCESSION NUMBER: 0001127602-06-002914 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061215 FILED AS OF DATE: 20061218 DATE AS OF CHANGE: 20061218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 061283426 BUSINESS ADDRESS: STREET 1: THE ARA GROUP INC STREET 2: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 215-238-3000 MAIL ADDRESS: STREET 1: 1101 MARKET STREET STREET 2: 31ST FLOOR CITY: PHILADELPHIA STATE: PA ZIP: 19107 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-12-15 0000036995 WACHOVIA CORP NEW WB 0000905129 NEUBAUER JOSEPH THE ARA GROUP INC 1101 MARKET STREET PHILADELPHIA PA 19107 1 Common Stock 8328 D Phantom Stock Units 0 2006-12-15 4 A 0 397.9848 0 A Common Stock 397.9848 40921.3211 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the di rector's termination of the service as a member of the issuer's board of directors. Joseph Neubauer 2006-12-18 -----END PRIVACY-ENHANCED MESSAGE-----