-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZA7d0utapk+MlTzzssdd8o9k6zuoVptsgXKmCiVnm7+c9FgZjPIpx32+K+Wrnpl l6zW3laeTgppiEEU3tA1CA== 0001127602-06-002382.txt : 20061004 0001127602-06-002382.hdr.sgml : 20061004 20061004110213 ACCESSION NUMBER: 0001127602-06-002382 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061002 FILED AS OF DATE: 20061004 DATE AS OF CHANGE: 20061004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASTEEN JOHN T III CENTRAL INDEX KEY: 0001246960 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 061127069 MAIL ADDRESS: STREET 1: 301 S. COLLEGE STREET STREET 2: 30TH FLOOR, NC0630 CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-10-02 0000036995 WACHOVIA CORP NEW WB 0001246960 CASTEEN JOHN T III UNIVERSITY OF VIRGINIA P.O. BOX 400224 CHARLOTTESVILLE VA 22904-4224 1 Common Stock 6316.9702 D Phantom Stock Units 0 2006-10-02 4 A 0 797.777 0 A Common Stock 797.777 22170.5613 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the director's termination of the service as a member of the issuer's board of directors. Includes 64.142 shares acquired on 9/15/06 under Wachovia Corporation dividend reinvestment plan. John T. Casteen, III 2006-10-04 -----END PRIVACY-ENHANCED MESSAGE-----