-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EYmFOQmhjNTqP7C96zmSItGlZ5n1LKiPtCrOcyrPcZXYmC32U2ZIFLw+uHiAHKE+ JiNzPNMGCvRXmUcZclOZDg== 0001127602-06-002376.txt : 20061004 0001127602-06-002376.hdr.sgml : 20061004 20061004104915 ACCESSION NUMBER: 0001127602-06-002376 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061002 FILED AS OF DATE: 20061004 DATE AS OF CHANGE: 20061004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER JOHN D II CENTRAL INDEX KEY: 0001190089 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 061127030 BUSINESS ADDRESS: BUSINESS PHONE: 9043551781 MAIL ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-10-02 0000036995 WACHOVIA CORP NEW WB 0001190089 BAKER JOHN D II PO BOX 4667 JACKSONVILLE FL 32201 1 Common Stock 20329 D Common Stock 300 I by JDB Irr. Trust Common Stock 10900 I by CLB Trust Common Stock 300 I by SAB Irr. Trust Common Stock 130 I by wife Phantom Stock Units 0 2006-10-02 4 A 0 986.0165 0 A Common Stock 986.0165 21438.2968 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the di rector's termination of the service as a member of the issuer's board of directors. John D. Baker, II 2006-10-04 -----END PRIVACY-ENHANCED MESSAGE-----