-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Tkpf23wwr7dWQBsiXo+Orc/471eKSKWMuy1Y6EAxe8ju4tW4XViQW1w1zywj68q1 mm3SBYjbdB4aiW3rA4Ma8g== 0001127602-06-000341.txt : 20060216 0001127602-06-000341.hdr.sgml : 20060216 20060216154251 ACCESSION NUMBER: 0001127602-06-000341 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060214 FILED AS OF DATE: 20060216 DATE AS OF CHANGE: 20060216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEHMAN ALICE L CENTRAL INDEX KEY: 0001232074 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 06625211 BUSINESS ADDRESS: STREET 1: 301 S COLLEGE ST STREET 2: 30TH FLOOR NC0630 CITY: CHARLOTTE STATE: NC ZIP: 29299-0630 BUSINESS PHONE: 7043837944 4/A 1 form4a.xml PRIMARY DOCUMENT X0202 4/A 2006-02-14 2006-02-16 0000036995 WACHOVIA CORP NEW WB 0001232074 LEHMAN ALICE L 1 SVP Common Stock 2006-02-14 4 M 0 3418 29.25 A 36916.8836 D Common Stock 2006-02-14 4 S 0 3418 55.8 D 33498.8836 D Common Stock 2006-02-14 4 M 0 182 29.25 A 33680.8836 D Common Stock 2006-02-14 4 S 0 182 55.81 D 33498.8836 D ESOP (Right to Buy) 29.25 2006-02-14 4 M 0 3418 0 D 1997-04-16 2006-04-15 Common Stock 3418 0 D ESOP (Right to Buy) 29.25 2006-02-14 4 M 0 182 0 D 1997-04-16 2006-04-15 Common Stock 182 0 D As of 02/14/06, includes 6,469 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. The number of beneficially owned shares reflects 50 additional shares that were inadvertently mis-calculated in the 12/1/05 filing. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and t he withholding of shares in payment of the exercise price. Amendment based on erroneously using code F instead of S. Alice L. Lehman 2006-02-16 -----END PRIVACY-ENHANCED MESSAGE-----