-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, URfGy6W5a06BLbNG7P7QBidMEs6wBZLZSbiG+jjt41F9mE90i5TfxKVBrwO84JUq TdvilCAGsnvZCCbDEoNjSA== 0001127602-06-000086.txt : 20060105 0001127602-06-000086.hdr.sgml : 20060105 20060105144041 ACCESSION NUMBER: 0001127602-06-000086 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060103 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALLOUN JAMES S CENTRAL INDEX KEY: 0001183388 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 06512064 BUSINESS ADDRESS: STREET 1: C/O AUITY BRANDS INC STREET 2: 1170 PEACHTREE STREET NE STE 2400 CITY: ATLANTA STATE: GA ZIP: 30309-7649 BUSINESS PHONE: 4045229620 MAIL ADDRESS: STREET 1: 133 PEACHTREE STREET, NE STREET 2: SUITE 4600 CITY: ATLANTA STATE: GA ZIP: 30303 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2006-01-03 0000036995 WACHOVIA CORP NEW WB 0001183388 BALLOUN JAMES S C/O AUITY BRANDS INC 1170 PEACHTREE STREET NE STE 2400 ATLANTA GA 30309-7649 1 Common Stock 5500 D Common Stock 2015.2972 I By Spouse Phantom Stock Units 0 2006-01-03 4 I 0 1400.2296 0 D Common Stock 1400.2296 14065.8745 D Phantom Stock Units 0 2006-01-03 4 A 0 882.4616 0 A Common Stock 882.4616 14948.3361 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the di rector's termination of the service as a member of the issuer's board of directors. James S. Balloun 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----