-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L6AA67k+1HtigmNs8Nx8PqhI1b38uFwkjmqTS9oGyxjtQgRf4thRlQjhrZKSHmK3 qq1+SiI9cro5dRBt5FUKSA== 0001127602-05-001059.txt : 20050420 0001127602-05-001059.hdr.sgml : 20050420 20050420094156 ACCESSION NUMBER: 0001127602-05-001059 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050418 FILED AS OF DATE: 20050420 DATE AS OF CHANGE: 20050420 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCFAYDEN SHANNON W CENTRAL INDEX KEY: 0001279780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 05760746 MAIL ADDRESS: STREET 1: 301 S COLLEGE ST CITY: CHARLOTTE STATE: NC ZIP: 28288-0630 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2005-04-18 0000036995 WACHOVIA CORP NEW WB 0001279780 MCFAYDEN SHANNON W ONE WACHOVIA CENTER 301 S. COLLEGE ST. CHARLOTTE NC 28288 1 SEVP, Corp. Comm. Affairs Common Stock 2005-04-18 4 A 0 7831 50.38 A 26385 D Common Stock 135.5101 I by 401(K) ESOP 50.38 2005-04-18 4 A 0 28999 50.38 A 2006-04-18 2015-04-18 Common Stock 28999 28999 D Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006. The restricted stock award vest in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006, assuming that certain financial performance targets are met. As of 4/18/05, includes 11,573 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Shannon W. McFayden 2005-04-20 -----END PRIVACY-ENHANCED MESSAGE-----