-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OGqMUTpxikCDv6fwOCdV/6ag/QUtXvr9DYdZaX+Q/9Z0vp7tuTFJvF3BwDrIUPyh kMSHEg5x6i9jQz5qQiCqfA== 0001127602-05-001056.txt : 20050419 0001127602-05-001056.hdr.sgml : 20050419 20050419164906 ACCESSION NUMBER: 0001127602-05-001056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050418 FILED AS OF DATE: 20050419 DATE AS OF CHANGE: 20050419 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY ROBERT P CENTRAL INDEX KEY: 0001232071 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 05759730 BUSINESS ADDRESS: STREET 1: 301 S COLLEGE ST STREET 2: 30TH FLOOR NC0630 CITY: CHARLOTTE STATE: NC ZIP: 29299-0630 BUSINESS PHONE: 7043837944 4 1 form4.xml PRIMARY DOCUMENT X0202 4 2005-04-18 0000036995 WACHOVIA CORP NEW WB 0001232071 KELLY ROBERT P WACHOVIA CORPORATION ONE WACHOVIA CENTER CHARLOTTE NC 28288 1 SEVP and CFO Common Stock 2005-04-18 4 A 0 46985 50.38 A 158639.107 D Common Stock 2612.69 I By 401(k) plan ESOP 50.38 2005-04-18 4 A 0 109549 50.38 A 2006-04-18 2015-04-18 Common Stock 109549 109549 D Provisions exist with respect to these shares to allow for the witholding of shares to satisfy tax witholding obligations and the witholding of shares in payment of the exercise price. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% per year) beginning April 18, 2006. 17,402 RSAs will vest at age 62. The balance will vest 5- year pro-rata, assuming certain financial performance targets are met. Includes 112,934 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Robert P. Kelly 2005-04-19 -----END PRIVACY-ENHANCED MESSAGE-----