8-A12B 1 d8a12b.htm FORM 8-A12B Form 8-A12B
As filed with the Securities and Exchange Commission on December 6, 2002

 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
Form 8-A
 
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
 

 
WACHOVIA PREFERRED FUNDING CORP.
(Exact name of registrant as specified in its charter)
 
Delaware
 
56-1986430
(State of incorporation or organization)
 
(I.R.S. Employer Identification No.)
 
1620 East Roseville Parkway
Roseville, California 95661
(Address of principal executive offices) (Zip Code)
 
If this form relates to the registration of a class
of securities pursuant to Section 12(b) of the
Exchange Act and is effective pursuant to
General Instruction A.(c), check the following
box.  x
    
If this form relates to the registration of a class
of securities pursuant to Section 12(g) of the
Exchange Act and is effective pursuant to
General Instruction A.(d), check the following
box.  ¨
 
Securities Act registration statement file number to which this form relates: 333-99847
 
Securities to be registered pursuant to Section 12(b) of the Act:
 
Title of each class
to be so registered

 
Name of each exchange on which
each class is to be registered

Series A Preferred Securities,
Liquidation Preference $25.00 Per Security
 
New York Stock Exchange, Inc.
 
Securities to be registered pursuant to Section 12(g) of the Act: N/A
 
(Title of Class)
 


 
INFORMATION REQUIRED IN REGISTRATION STATEMENT
 
Item 1.    Description of Registrant’s Securities to be Registered.
 
A description of the Series A Preferred Securities, liquidation preference $25.00 per security (the “Series A Preferred Securities”), of Wachovia Preferred Funding Corp., a Delaware corporation (the “Registrant”), will be contained in a prospectus, constituting part of the Registrant’s Registration Statement on Form S-11 (File No. 333-99847) (the “Registration Statement”) relating to the Series A Preferred Securities, to be filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended (such prospectus as filed pursuant to Rule 424(b), the “Prospectus”). The description of the Series A Preferred Securities contained in the Prospectus is hereby incorporated by reference into this Form 8-A. Copies of such description will be filed with the New York Stock Exchange, Inc.
 
Item 2.    Exhibits.
 
Exhibit No.

  
Description

(1)
  
Certificate of Incorporation and Certificates of Designations of the Registrant (incorporated herein by reference to Exhibits 3(a) and 3(b) of the Registration Statement).
(2)
  
By-laws of the Registrant (incorporated herein by reference to Exhibit 3(c) of the Registration Statement).
(3)
  
Specimen of Certificate for the Series A Preferred Securities (incorporated herein by reference to Exhibit 4 of the Registration Statement).


 
SIGNATURE
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
WACHOVIA PREFERRED FUNDING CORP.
By:
 
/s/    ROSS E. JEFFRIES        

   
Name:  Ross E. Jeffries, Jr.
Title:    Senior Vice President and
             Assistant General Counsel
 
Date:    December 6, 2002