-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AAZ7QJV5Ws7KNhXFALqS4LuypIMNAYziqc99LN4dc46AYyIHlsv15mXOWIxjm5nH 1WlYpjDhSfF9uK1WIrB7Jg== 0000950148-02-000422.txt : 20020414 0000950148-02-000422.hdr.sgml : 20020414 ACCESSION NUMBER: 0000950148-02-000422 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020221 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KB HOME CENTRAL INDEX KEY: 0000795266 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 953666267 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-38387 FILM NUMBER: 02555081 BUSINESS ADDRESS: STREET 1: 10990 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: 3102314000 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BLVD CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: KAUFMAN & BROAD HOME CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 SC 13D/A 1 v79185a6sc13da.txt SCHEDULE 13D/A AMENDMENT NO. 6 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) KB HOME ------------------------------ (Name of Issuer) COMMON STOCK ------------------------------ (Title of Class of Securities) 48666K 10 9 (CUSIP Number) Kimberly N. King, Esq. Director of Corporate Legal Affairs and Secretary KB HOME 10990 Wilshire Blvd. Los Angeles, CA 90024 310-231-4000 -------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) (Date of event which requires filing of this statement) February 20, 2002 If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box: [ ] Check the following box if a fee is being paid with this statement: [ ] - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Wachovia Bank, N.A. Trustee for the KB HOME Grantor Stock Trust S.S. or I.R.S. Identification Number of Above Person: 56-6550684 - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (a) [ ] Not Applicable (b) [ ] - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds SC, OO - -------------------------------------------------------------------------------- 5. Check Box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power: 0 8. Shared Voting Power: 7,941,640* 9. Sole Dispositive Power: 0 10. Shared Dispositive Power: 7,941,640* - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 7,941,640* - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row: 15.2% as of February 20, 2002 - -------------------------------------------------------------------------------- 14. Type of Reporting Person: BK, EP - -------------------------------------------------------------------------------- * Subject to disclaimer The filing of this statement on Schedule 13D by the KB HOME Grantor Stock Trust (the "Trust") does not constitute, and should not be construed as, an admission that either the Trust or Wachovia Bank, N.A., as trustee of the Trust (the "Trustee"), beneficially owns any securities covered by this Statement or is required to file this Statement. In this connection, the Trust and the Trustee disclaim beneficial ownership of the securities covered by this Statement. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION The last sentence of Item 3 is amended and restated in its entirety to read as follows: "Through February 20, 2002, the Trust had issued 1,106,480 shares of Common Stock previously purchased from the Issuer to satisfy awards or other stock contributions under the Issuer's employee benefit plans." ITEM 4. PURPOSE OF TRANSACTION Item 4 is amended and restated in its entirety to read "15.2%" wherever "19.95%" previously appeared. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER The first sentence of the first paragraph of Item 5 is amended to read in its entirety as follows: "The Trust holds 7,941,640 shares of Common Stock or 15.2% of the Company's outstanding shares of Common Stock, as to which it may be deemed to have shared voting and dispositive power." The filing of this Statement on Schedule 13D by the Trust does not constitute, and should not be construed as, an admission that either the Trust or the Trustee beneficially owns any securities covered by this Statement or is required to file this Statement. In this connection, the Trust and the Trustee disclaim beneficial ownership of the securities covered by this Statement. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS (a) Exhibits from prior filings of this 13D are incorporated by reference herein. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: 02/20/02 THE KB HOME GRANTOR STOCK TRUST WACHOVIA BANK, N.A., TRUSTEE /s/ Alan C. Frazier ------------------------------------ NAME: ALAN C. FRAZIER TITLE: VICE PRESIDENT & MANAGER OF EXECUTIVE SERVICES ADMINISTRATION -----END PRIVACY-ENHANCED MESSAGE-----