-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CulS/0x7THsmEhRI/g96VEGfCYyR5jLJFbKpLL+fBvC7NhElUYgyNRu1Av4reWWE 4x80/jKaxEqXzR0KrezQow== 0000036995-04-000235.txt : 20041115 0000036995-04-000235.hdr.sgml : 20041115 20041115111023 ACCESSION NUMBER: 0000036995-04-000235 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041111 FILED AS OF DATE: 20041115 DATE AS OF CHANGE: 20041115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARROLL DAVID M CENTRAL INDEX KEY: 0001232064 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 041142514 BUSINESS ADDRESS: STREET 1: 301 S COLLEGE ST STREET 2: 30TH FLOOR NC0630 CITY: CHARLOTTE STATE: NC ZIP: 29299-0630 BUSINESS PHONE: 7043837944 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE WACHOVIA CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE WACHOVIA CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 4 1 doc4.xml PRIMARY DOCUMENT X0202 4 2004-11-11 0 0000036995 WACHOVIA CORP NEW WB 0001232064 CARROLL DAVID M WACHOVIA CORPORATION ONE WACHOVIA CENTER CHARLOTTE NC 28288-0009 0 1 0 0 SEVP Sp Fin and Corp Supp Serv Common Stock 2004-11-11 4 M 0 15600.000000 22.38 A 122853.936600 D Common Stock 2004-11-11 4 M 0 750.000000 29.25 A 123603.936600 D Common Stock 2004-11-11 4 F 0 422.000000 51.88 D 123181.936600 D Common Stock 2004-11-11 4 F 0 9599.000000 51.97 D 113582.936600 D Common Stock 319.993400 I By 401(k) plan ESOP (Right To Buy) 22.38 2004-11-11 4 M 0 15600.000000 0 D 1996-06-20 2005-06-19 Common Stock 15600.000000 0.000000 D ESOP (Right To Buy) 29.25 2004-11-11 4 M 0 750.000000 0 D 1997-04-16 2006-04-15 Common Stock 750.000000 18450.000000 D In addition to shares withheld to pay for option cost and taxes, $58.23 was paid in cash. In addition to shares withheld to pay for option cost, $94.14 was paid in cash. Includes 58,473 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and t he withholding of shares in payment of the exercise price. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars. David M. Carroll 2004-11-15 -----END PRIVACY-ENHANCED MESSAGE-----