-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U8qmnVph+LYwjK5Pt/m9g9YTTCPb8eOCbN645cPRjsRHPJblW+OROdS6CengWyJC NMg1cLYelB8jO5EXixRIjw== 0000036995-04-000079.txt : 20040421 0000036995-04-000079.hdr.sgml : 20040421 20040421160245 ACCESSION NUMBER: 0000036995-04-000079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040419 FILED AS OF DATE: 20040421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMPSON G KENNEDY CENTRAL INDEX KEY: 0001190149 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 04745593 BUSINESS ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 BUSINESS PHONE: 9043551781 MAIL ADDRESS: STREET 1: PO BOX 4667 CITY: JACKSONVILLE STATE: FL ZIP: 32201 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-04-19 0 0000036995 WACHOVIA CORP NEW WB 0001190149 THOMPSON G KENNEDY WACHOVIA CORPORATION ONE WACHOVIA CENTER CHARLOTTE NC 28288-0005 1 1 0 0 Chariman, Pres. and CEO Common Stock 2004-04-19 4 A 0 113136.000000 44.65 A 279103.000000 D Common Stock 18692.517200 I By 401(k) plan Common Stock 297.000000 I By Child (Sc.T) Common Stock 297.000000 I By Child 1 (KT) Common Stock 297.000000 I By Child 2 (St.T) Common Stock 209693.000000 I By GKT Rev. Trust Common Stock 10096.000000 I By GRAT Common Stock 24000.000000 I By KBT Rev. Trust Common Stock 11616.000000 I By Wife ESOP 44.65 2004-04-19 4 A 0 419048.000000 44.65 A 2005-04-19 2014-04-19 Common Stock 419048.000000 419048.000000 D The restricted stock award vests in substantially equal installments on each of the five anniveraries of the date of grant (20% p er year) beginning April 19, 2005, assuming that certain financial performance targets are met. Includes 279,103 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of share s to satisfy tax withholding obligations. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005. G. Kennedy Thompson 2004-04-21 -----END PRIVACY-ENHANCED MESSAGE-----