-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FVB3c9BH7yARXCnpy5v6i4ZEEproKzmpmv8UlI+JI+DrRJ2WRvw92nj4T3pce8IM xncAMnJ5r57SLXNIFhFngg== 0000036995-04-000070.txt : 20040421 0000036995-04-000070.hdr.sgml : 20040421 20040421154814 ACCESSION NUMBER: 0000036995-04-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040419 FILED AS OF DATE: 20040421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GEORGE PAUL G CENTRAL INDEX KEY: 0001017977 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 04745521 BUSINESS ADDRESS: STREET 1: P O BOX 66100 WHQLD CITY: CHICAGO STATE: IL ZIP: 60666 BUSINESS PHONE: 8477004000 MAIL ADDRESS: STREET 1: P O BOX 66100-WHQLD CITY: CHICAGO STATE: IL ZIP: 60666 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-04-19 0 0000036995 WACHOVIA CORP NEW WB 0001017977 GEORGE PAUL G WACHOVIA CORPORATION 2862 FAIRMONT ROAD WINSTON SALEM NC 27106 0 1 0 0 SEVP, Human Resources Common Stock 2004-04-19 4 A 0 12964.000000 44.65 A 100307.761000 D Common Stock 293.883800 I By 401(k) plan ESOP 44.65 2004-04-19 4 A 0 48016.000000 44.65 A 2005-04-19 2014-04-19 Common Stock 48016.000000 48016.000000 D The restricted stock award vests in substantially equal installments on each of the five anniveraries of the date of grant (20% p er year) beginning April 19, 2005, assuming that certain financial performance targets are met. Includes 98,827 shares of unvested restricted stock with respect to which provisions exist to allow for the withholding of shares to satisfy tax withholding obligations. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one-year is limited to 100,000 dollars. The option becomes exercisable in substantially equal installments on each of the five anniversaries of the date of grant (20% pe r year), beginning April 19, 2005. Paul G. George 2004-04-21 -----END PRIVACY-ENHANCED MESSAGE-----