-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnEoKuVdYtHzh3w9Umm4ZQYWB6QqfIJ7dP29g/vgU9jTZR2WduNTaJ6qNabwspMP nx2IkaGXvigAd2sAYyR/YA== 0000036995-04-000051.txt : 20040317 0000036995-04-000051.hdr.sgml : 20040317 20040317102631 ACCESSION NUMBER: 0000036995-04-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040315 FILED AS OF DATE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEUBAUER JOSEPH CENTRAL INDEX KEY: 0000905129 STATE OF INCORPORATION: PA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 04674414 BUSINESS ADDRESS: STREET 1: THE ARA GROUP INC STREET 2: 1101 MARKET STREET CITY: PHILADELPHIA STATE: PA ZIP: 19107 BUSINESS PHONE: 2152383000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 4 1 doc4.xml PRIMARY DOCUMENT X0201 4 2004-03-15 0 0000036995 WACHOVIA CORP NEW WB 0000905129 NEUBAUER JOSEPH 1 0 0 0 Common Stock 8328.000000 D Phantom Stock Units 0.000000 2004-03-15 4 A 0 202.106400 0 A 2004-03-15 2004-03-15 Common Stock 202.106400 24192.126700 D The phantom stock converts into common stock on a one-for-one basis. Phantom stock units awarded pursuant to the Wachovia director deferred stock unit plan. These units are settled following the di rector's termination of the service as a member of the issuer's board of directors. Joseph Neubauer 2004-03-17 -----END PRIVACY-ENHANCED MESSAGE-----