-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ln09LJG5rzRvP/NGKwGLBEKy9FYubmsby0qJLq+hJpWesa6mmzk99VdCdUJfw28L 9o2Bt4zy9YFmlQ0SS84EzA== 0000036995-03-000011.txt : 20030702 0000036995-03-000011.hdr.sgml : 20030702 20030702152442 ACCESSION NUMBER: 0000036995-03-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030701 FILED AS OF DATE: 20030702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SHAW RUTH G CENTRAL INDEX KEY: 0001215486 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10000 FILM NUMBER: 03771737 MAIL ADDRESS: STREET 1: 10720 SIKES PLACE STREET 2: STE 300 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WACHOVIA CORP NEW CENTRAL INDEX KEY: 0000036995 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 560898180 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE FIRST UNION CTR CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 BUSINESS PHONE: 7043746565 MAIL ADDRESS: STREET 1: ONE FIRST UNION CENTER CITY: CHARLOTTE STATE: NC ZIP: 28288-0013 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: CAMERON FINANCIAL CORP DATE OF NAME CHANGE: 19750522 FORMER COMPANY: FORMER CONFORMED NAME: FIRST UNION NATIONAL BANCORP INC DATE OF NAME CHANGE: 19721115 4 1 doc4.xml PRIMARY DOCUMENT X0101 4 2003-07-01 0 0000036995 WACHOVIA CORP NEW WB 0001215486 SHAW RUTH G 1 0 0 0 Phantom Stock Units 0.000000 2003-07-01 4 A 0 615.460400 0 A 2003-07-01 2003-07-01 Common Stock 615.460400 23181.910500 D The phantom stock converts into common stock on a one-for-one basis. Provisions exist with respect to these shares to allow for the withholding of shares to satisfy tax withholding obligations and the withholding of shares in payment of the exercise price. The exercise of certain options in any one year is limited to $100,000.00. Ruth G. Shaw 2003-07-02 -----END PRIVACY-ENHANCED MESSAGE-----