0001181431-11-014088.txt : 20110301 0001181431-11-014088.hdr.sgml : 20110301 20110301174002 ACCESSION NUMBER: 0001181431-11-014088 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110225 FILED AS OF DATE: 20110301 DATE AS OF CHANGE: 20110301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREIDHEIM CYRUS F JR CENTRAL INDEX KEY: 0001190901 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00267 FILM NUMBER: 11653304 MAIL ADDRESS: STREET 1: C/O SITEL CORPORATION STREET 2: 7277 WORLD COMMUNICATIONS DRIVE CITY: OMAHA STATE: NE ZIP: 68122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALLEGHENY ENERGY, INC CENTRAL INDEX KEY: 0000003673 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 135531602 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 CABIN HILL DRIVE CITY: GREENSBURG STATE: PA ZIP: 15601 BUSINESS PHONE: 7248373000 MAIL ADDRESS: STREET 1: 800 CABIN HILL DRIVE CITY: GREENSBURG STATE: PA ZIP: 15601 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY ENERGY INC DATE OF NAME CHANGE: 19970926 FORMER COMPANY: FORMER CONFORMED NAME: ALLEGHENY POWER SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WEST PENN ELECTRIC CO DATE OF NAME CHANGE: 19660908 4 1 rrd303504.xml FORM 4 - FREIDHEIM X0303 4 2011-02-25 1 0000003673 ALLEGHENY ENERGY, INC AYE 0001190901 FREIDHEIM CYRUS F JR C/O ALLEGHENY ENERGY, INC. 800 CABIN HILL DRIVE GREENSBURG PA 15601 1 0 0 0 Common Stock, par value $1.25 per share 2011-02-25 4 D 0 34769.091 D 0 D Phantom Stock 2011-02-25 4 A 0 1219.508 D Common Stock 1219.508 0 D Disposed of pursuant to the merger (the "Merger") of Allegheny Energy, Inc. ("Allegheny") with a subsidiary of FirstEnergy Corp. ("FirstEnergy") in exchange for 23,190 shares of the common stock, par value $0.10 per share, of FirstEnergy ("First Energy Common Stock") having a market value, based on the closing price of a share of FirstEnergy Common Stock on the New York Stock Exchange ("NYSE") on the effective date of the Merger (the "Merger Effective Date"), of $37.75 per share. Under Allegheny's Revised Plan for Deferral of Compensation of Directors, non-employee members of Allegheny's Board of Directors (the "Board") could elect to defer receipt of all or a part of the cash portion of the director fees to which they became entitled in connection with their service on the Board and could opt to invest all or a portion of any such deferred amounts into a phantom stock fund maintained by Allegheny. Mr. Freidheim opted to defer certain of such cash compensation payable to him and to invest such deferred amounts in Allegheny's phantom stock fund. Each unit of phantom stock represented the economic equivalent of one share of Allegheny's common stock, par value $1.25 per share ("Allegheny Common Stock") and became payable in cash upon the termination of Mr. Freidheim's service on the Board on the Merger Effective Date in an amount based on the average of the high and low prices of a share of Allegheny Common Stock on the NYSE on the Merger Effective Date of $25.145 per share. /s/ Amanda J. Skov, Attorney-in-Fact 2011-03-01