-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Adwcz0zxX/BPrljPElE/UgnjvbQrr4E3zSHqYznFRyPSQ2zjSR2/2qmkPe7msvEa agCWdfn+W3PseXIhAHcIFg== 0000927016-98-000630.txt : 19980218 0000927016-98-000630.hdr.sgml : 19980218 ACCESSION NUMBER: 0000927016-98-000630 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980217 SROS: NASD GROUP MEMBERS: BANK OF BOSTON CORP GROUP MEMBERS: BANKBOSTON, NATIONAL ASSOCIATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RAINFOREST CAFE INC CENTRAL INDEX KEY: 0000924919 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 411779527 STATE OF INCORPORATION: MN FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-48211 FILM NUMBER: 98541234 BUSINESS ADDRESS: STREET 1: 720 S FIFTH ST CITY: HOPKINS STATE: MN ZIP: 55343 BUSINESS PHONE: 6129455400 MAIL ADDRESS: STREET 1: 720 SOUTH FIFTH STREET CITY: HOPKINS STATE: MN ZIP: 55343 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF BOSTON CORP CENTRAL INDEX KEY: 0000036672 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 042471221 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 100 FEDERAL ST CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6174342200 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BOSTON CORP DATE OF NAME CHANGE: 19830414 SC 13G 1 SCHEDULE 13G - RAINFOREST CAFE INC SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rainforest Cafe Inc. -------------------- Name of Issuer Common, No Par Value -------------------- (Title of Class of Securities) 75086K-10-4 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ] Page 1 of 8 Pages - ----------------------- --------------------- CUSIP NO. 75086K-10-4 13G PAGE 2 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankBoston Corporation (04-2471221) - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Holding Company-Massachusetts - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 779,675 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 315,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,031,240 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 63,435 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,094,675 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! - ----------------------- --------------------- CUSIP NO. 75086K-10-4 13G PAGE 3 OF 8 PAGES - ----------------------- --------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON BankBoston, National Association (04-2472499) - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Bank - USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 779,675 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 315,000 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 1,031,240 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 63,435 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 1,094,675 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 6.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 BK - ------------------------------------------------------------------------------ *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 4 of 8 Pages SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Item 1. (a) Name of Issuer: Rainforest Cafe Inc. (b) Address of Issuer's 720 South 5th Street Principal Executive Hopkins, MN 55343 Office: Item 2. (a) Name of Person BankBoston Corporation Filing: on its own behalf as indirect owner and on behalf of its subsidiary, BankBoston, National Association (b) Address of Principal 100 Federal Street Business Office or, if Boston, Massachusetts 02110 none, Residence: (c) Citizenship: Holding Company - Massachusetts Bank - USA (d) Title Class of Securities: Common, No Par Value (e) CUSIP Number: 75086K-10-4 Item 3. This statement is filed pursuant to Rule 13d-1(b). The persons filing are a parent holding company, in accordance with Reg. section 240.13d- 1(b)(ii)(G), and a bank, in accordance with Reg. section 240.13d- 1(b)(ii)(B) of the Securities Exchange Act of 1934. Item 4. Ownership: (a) Amount Beneficially Owned: See Item 9, Cover Page (b) Percent of Class: See Item 11, Cover Page (c) Number of Shares as to Which Such Person Has (i) Sole Power to Vote or to Direct the vote (ii) Shared Power to Vote or to Direct the vote (iii) Sole Power to Dispose or Direct the Disposition of: (iv) Shared Power to Dispose to or Direct the Disposition of: For (c), see Item 5-8, Cover Page Page 5 of 8 Pages Item 5. Ownership of Five Percent or less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable. Item 7. Identification and Classification of the Subsidiary which has Acquired the Security Being Reported on by the Parent Holding Company: Bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934. Item 8. Identification and Classification of Member of the Group. Not Applicable. Item 10. CERTIFICATION: See Exhibit A By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of such securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, completed and correct. Date: February 13, 1998 Bank of Boston Corporation By: /s/ Robert T. Jefferson ------------------------ Name: Robert T. Jefferson Print Title: Comptroller Page 6 of 8 Pages BankBoston, National Association By: /s/ James H. Vineburgh --------------------------- Name: James H. Vineburgh Print: Title: Director, Private Banking Page 7 of 8 Pages EXHIBIT A --------- AGREEMENT The undersigned hereby agree, pursuant to Section 240.13d-1(f)(1) that BankBoston Corporation may file a Schedule 13G pursuant to Rule 13d-1 under the Securities Exchange Act of 1934, and all amendments to such Schedule, with respect to shares of Rainforest Cafe Inc. Common Stock, No Par Value, on behalf of itself and BankBoston, National Association. Dated: February 13, 1998 Bank of Boston Corporation By: /s/ Robert T. Jefferson --------------------------- Robert T. Jefferson Comptroller Page 8 of 8 Pages BankBoston, National Association By: /s/ James H. Vineburgh --------------------------- Name: James H. Vineburgh Print: Title: Director, Private Bank INCUMBENCY CERTIFICATE OF AUTHORIZED REPRESENTATIVE I, the undersigned, Michael R. Garfield, Assistant Secretary of the Board of Directors of BankBoston, National Association do hereby certify that James H. Vineburgh is a duly elected Senior Vice President of the Bank and Director of Private Banking, and also has the power and authority to sign the attached Statements on Schedule 13G in the name and on behalf of the Bank. In witness whereof, I have set my hand and seal of the Bank this 13th day of February, 1998. By: /s/ Michael R. Garfield -------------------------- Michael R. Garfield Assistant Secretary of the Board of Directors -----END PRIVACY-ENHANCED MESSAGE-----