-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BN0Z3yOZf+OVmTecpIhy7T9NdgqGaWpSlJ0MJbDzVRAq3C2f5EiitV05XReXzhdE 1Z566htzcuW+c80mRzzjIw== 0000932471-03-000274.txt : 20030227 0000932471-03-000274.hdr.sgml : 20030227 20030227163458 ACCESSION NUMBER: 0000932471-03-000274 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030227 EFFECTIVENESS DATE: 20030227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VANGUARD INDEX FUNDS CENTRAL INDEX KEY: 0000036405 IRS NUMBER: 231999755 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-02652 FILM NUMBER: 03583780 BUSINESS ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 BUSINESS PHONE: 6106696295 MAIL ADDRESS: STREET 1: PO BOX 2600 STREET 2: V26 CITY: VALLEY FORGE STATE: PA ZIP: 19482 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD INDEX TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST INDEX INVESTMENT TRUST DATE OF NAME CHANGE: 19800904 FORMER COMPANY: FORMER CONFORMED NAME: VANGUARD INDEX FUNDS/ DATE OF NAME CHANGE: 20011121 NSAR-B 1 answer.fil INDEX FUNDS NSAR PAGE 1 000 B000000 12/31/2002 000 C000000 0000036405 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 VANGUARD INDEX FUNDS 001 B000000 811-2652 001 C000000 6106691000 002 A000000 100 VANGUARD BOULEVARD 002 B000000 MALVERN 002 C000000 PA 002 D010000 19355 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 9 007 C010100 1 007 C020100 VANGUARD 500 INDEX FUND 007 C030100 N 007 C010200 2 007 C020200 VANGUARD EXTENDED MARKET INDEX FUND 007 C030200 N 007 C010300 3 007 C020300 VANGUARD TOTAL STOCK MARKET INDEX FUND 007 C030300 N 007 C010400 4 007 C020400 VANGUARD VALUE INDEX FUND 007 C030400 N 007 C010500 5 007 C020500 VANGUARD GROWTH INDEX FUND 007 C030500 N 007 C010600 6 007 C020600 VANGUARD SMALL-CAP INDEX FUND 007 C030600 N 007 C010700 7 007 C020700 VANGUARD MID-CAP INDEX FUND 007 C030700 N 007 C010800 8 007 C020800 VANGUARD SMALL-CAP VALUE INDEX FUND 007 C030800 N 007 C010900 9 007 C020900 VANGUARD SMALL-CAP GROWTH INDEX FUND 007 C030900 N 007 C011000 10 008 A00AA01 THE VANGUARD GROUP,INC PAGE 2 008 B00AA01 A 008 C00AA01 801-49601 008 D01AA01 MALVERN 008 D02AA01 PA 008 D03AA01 19355 010 A00AA01 THE VANGUARD GROUP, INC. 010 B00AA01 801-11953 010 C01AA01 MALVERN 010 C02AA01 PA 010 C03AA01 19355 011 A00AA01 VANGUARD MARKETING CORP. 011 B00AA01 8-21570 011 C01AA01 MALVERN 011 C02AA01 PA 011 C03AA01 19355 012 A00AA01 THE VANGUARD GROUP, INC. 012 B00AA01 84-772 012 C01AA01 MALVERN 012 C02AA01 PA 012 C03AA01 19355 013 A00AA01 PRICEWATERHOUSECOOPERS LLP 013 B01AA01 PHILADELPHIA 013 B02AA01 PA 013 B03AA01 19103 014 A00AA01 VANGUARD MARKETING CORPORATION 014 B00AA01 8-21570 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 110 019 C00AA00 VANGUARDGR 020 A000001 ITG, INC. 020 B000001 95-4339369 020 C000001 4042 020 A000002 BEAR, STEARNS & CO. 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INC. 025 B000101 13-3299429 025 C000101 E 025 D000101 47673 025 A000102 MORGAN STANLEY DEAN WITTER & CO. 025 B000102 13-2655998 025 C000102 E 025 D000102 361831 025 A000103 DELETE 025 D000103 0 025 D000104 0 025 D000105 0 025 D000106 0 025 D000107 0 025 D000108 0 028 A010100 1365645 028 A020100 0 028 A030100 0 028 A040100 2401606 028 B010100 1157781 028 B020100 0 028 B030100 0 028 B040100 1050621 028 C010100 995017 028 C020100 269943 028 C030100 0 PAGE 7 028 C040100 1076922 028 D010100 1172939 028 D020100 0 028 D030100 0 028 D040100 1244413 028 E010100 1088242 028 E020100 0 028 E030100 0 028 E040100 932022 028 F010100 1483772 028 F020100 325411 028 F030100 0 028 F040100 1390205 028 G010100 7263396 028 G020100 595354 028 G030100 0 028 G040100 8095789 028 H000100 0 037 000100 N 038 000100 0 039 000100 Y 040 000100 N 055 A000100 N 055 B000100 N 056 000100 Y 057 000100 N 058 A000100 N 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 3000 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 N 066 E000100 Y 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 Y 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 N 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 N PAGE 8 070 E020100 N 070 F010100 Y 070 F020100 Y 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 N 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 Y 070 O020100 N 070 P010100 Y 070 P020100 Y 070 Q010100 N 070 Q020100 N 070 R010100 N 070 R020100 N 071 A000100 7435173 071 B000100 5538420 071 C000100 76763601 071 D000100 7 072 A000100 12 072 B000100 7336 072 C000100 1230122 072 D000100 0 072 E000100 995 072 F000100 190 072 G000100 34146 072 H000100 0 072 I000100 81443 072 J000100 524 072 K000100 0 072 L000100 3026 072 M000100 96 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 12 072 S000100 0 072 T000100 12331 PAGE 9 072 U000100 0 072 V000100 0 072 W000100 0 072 X000100 131768 072 Y000100 0 072 Z000100 1106685 072AA000100 887281 072BB000100 3403639 072CC010100 0 072CC020100 18331701 072DD010100 940961 072DD020100 202486 072EE000100 0 073 A010100 1.3600 073 A020100 1.4140 073 B000100 0.0000 073 C000100 0.0000 074 A000100 3374 074 B000100 508522 074 C000100 34993 074 D000100 0 074 E000100 0 074 F000100 67685312 074 G000100 0 074 H000100 0 074 I000100 13527 074 J000100 185532 074 K000100 0 074 L000100 539338 074 M000100 0 074 N000100 68970598 074 O000100 288343 074 P000100 92281 074 Q000100 0 074 R010100 0 074 R020100 0 074 R030100 0 074 R040100 444476 074 S000100 0 074 T000100 68145498 074 U010100 692806 074 U020100 146900 074 V010100 81.15 074 V020100 81.15 074 W000100 0.0000 074 X000100 2751401 074 Y000100 34993 075 A000100 0 075 B000100 75658474 076 000100 0.00 015 A000201 JP MORGAN CHASE BANK PAGE 10 015 B000201 C 015 C010201 NEW YORK 015 C020201 NY 015 C030201 11245 015 E010201 X 024 000200 Y 025 A000201 ITG INC. 025 B000201 95-4339369 025 C000201 E 025 D000201 2019 025 A000202 DELETE 025 D000202 0 025 A000203 DELETE 025 D000203 0 025 A000204 DELETE 025 D000204 0 025 A000205 DELETE 025 D000205 0 025 D000206 0 025 D000207 0 025 D000208 0 028 A010200 82485 028 A020200 0 028 A030200 0 028 A040200 140795 028 B010200 65778 028 B020200 0 028 B030200 0 028 B040200 82086 028 C010200 44665 028 C020200 0 028 C030200 0 028 C040200 63520 028 D010200 66831 028 D020200 0 028 D030200 0 028 D040200 82635 028 E010200 60754 028 E020200 0 028 E030200 0 028 E040200 63569 028 F010200 209233 028 F020200 33901 028 F030200 0 028 F040200 129441 028 G010200 529746 028 G020200 33901 028 G030200 0 028 G040200 562046 028 H000200 0 037 000200 N PAGE 11 038 000200 0 039 000200 Y 040 000200 N 055 A000200 N 055 B000200 N 056 000200 Y 057 000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 3000 066 A000200 Y 066 B000200 N 066 C000200 N 066 D000200 Y 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 Y 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 N 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 N 070 E020200 N 070 F010200 Y 070 F020200 Y 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y PAGE 12 070 O010200 Y 070 O020200 N 070 P010200 Y 070 P020200 Y 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 885327 071 B000200 704917 071 C000200 4228933 071 D000200 17 072 A000200 12 072 B000200 765 072 C000200 45476 072 D000200 0 072 E000200 2160 072 F000200 154 072 G000200 1906 072 H000200 0 072 I000200 6097 072 J000200 285 072 K000200 0 072 L000200 199 072 M000200 6 072 N000200 0 072 O000200 0 072 P000200 0 072 Q000200 0 072 R000200 12 072 S000200 0 072 T000200 728 072 U000200 0 072 V000200 0 072 W000200 0 072 X000200 9387 072 Y000200 0 072 Z000200 39014 072AA000200 198807 072BB000200 366975 072CC010200 0 072CC020200 742468 072DD010200 0 072DD020200 0 072EE000200 0 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.0000 073 C000200 0.0000 074 A000200 681 074 B000200 166651 PAGE 13 074 C000200 3999 074 D000200 0 074 E000200 0 074 F000200 3865809 074 G000200 0 074 H000200 0 074 I000200 751 074 J000200 2239 074 K000200 0 074 L000200 82947 074 M000200 0 074 N000200 4123077 074 O000200 68406 074 P000200 5229 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 135005 074 S000200 0 074 T000200 3914437 074 U010200 0 074 U020200 0 074 V010200 0.00 074 V020200 0.00 074 W000200 0.0000 074 X000200 203793 074 Y000200 3999 075 A000200 0 075 B000200 4266786 076 000200 0.00 015 A000301 JP MORGAN CHASE BANK 015 B000301 C 015 C010301 NEW YORK 015 C020301 NY 015 C030301 10017 015 E010301 X 024 000300 Y 025 A000301 ITG, INC. 025 B000301 95-4339369 025 C000301 E 025 D000301 2565 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INC. 025 B000302 13-3299429 025 C000302 E 025 D000302 13650 025 A000303 MORGAN STANLEY DEAN WITTER & CO. 025 B000303 13-2655998 025 C000303 E 025 D000303 102488 025 A000304 PRUDENTIAL SECURITIES, INC. PAGE 14 025 B000304 22-2347336 025 C000304 E 025 D000304 42431 025 A000305 GOLDMAN, SACHS & CO. 025 B000305 13-5108880 025 C000305 E 025 D000305 76791 025 A000306 LEHMAN BROTHERS INC. 025 B000306 13-2518466 025 C000306 E 025 D000306 29923 025 D000307 0 025 D000308 0 028 A010300 804778 028 A020300 0 028 A030300 0 028 A040300 529785 028 B010300 742210 028 B020300 0 028 B030300 0 028 B040300 277929 028 C010300 508149 028 C020300 69208 028 C030300 0 028 C040300 272300 028 D010300 870392 028 D020300 150 028 D030300 0 028 D040300 391907 028 E010300 554812 028 E020300 0 028 E030300 0 028 E040300 281737 028 F010300 1113606 028 F020300 95032 028 F030300 0 028 F040300 528172 028 G010300 4593947 028 G020300 164390 028 G030300 0 028 G040300 2281830 028 H000300 0 037 000300 N 038 000300 0 039 000300 Y 040 000300 N 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N PAGE 15 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 3000 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 N 066 E000300 Y 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 Y 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 N 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N 070 F010300 Y 070 F020300 Y 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 N 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 N 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N PAGE 16 071 A000300 6131374 071 B000300 1031092 071 C000300 24405410 071 D000300 4 072 A000300 12 072 B000300 2113 072 C000300 367935 072 D000300 0 072 E000300 2715 072 F000300 144 072 G000300 12002 072 H000300 0 072 I000300 23718 072 J000300 598 072 K000300 0 072 L000300 711 072 M000300 29 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 24 072 S000300 0 072 T000300 4249 072 U000300 0 072 V000300 0 072 W000300 0 072 X000300 41475 072 Y000300 0 072 Z000300 331288 072AA000300 427308 072BB000300 595898 072CC010300 0 072CC020300 5904648 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 2824 074 B000300 319219 074 C000300 7998 074 D000300 0 074 E000300 0 074 F000300 23995270 074 G000300 0 074 H000300 0 074 I000300 4650 074 J000300 68570 PAGE 17 074 K000300 0 074 L000300 312423 074 M000300 0 074 N000300 24710954 074 O000300 295053 074 P000300 24141 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 313934 074 S000300 0 074 T000300 24077826 074 U010300 0 074 U020300 0 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 607084 074 Y000300 7998 075 A000300 0 075 B000300 24496183 076 000300 0.00 015 A000401 JP MORGAN CHASE BANK 015 B000401 C 015 C010401 NEW YORK 015 C020401 NY 015 C030401 10017 015 E010401 X 024 000400 Y 025 A000401 BEAR, STEARNS & CO. INC. 025 B000401 13-3299429 025 C000401 E 025 D000401 4499 025 A000402 MORGAN STANLEY DEAN WITTER & CO. 025 B000402 13-2655998 025 C000402 E 025 D000402 34155 025 A000403 PRUDENTIAL SECURITIES INC. 025 B000403 22-2347336 025 C000403 E 025 D000403 14159 025 A000404 GOLDMAN, SACHS & CO. 025 B000404 13-5108880 025 C000404 E 025 D000404 25626 025 A000405 LEHMAN BROTHERS INC. 025 B000405 13-2518466 025 C000405 E 025 D000405 9976 025 D000406 0 PAGE 18 025 D000407 0 025 D000408 0 028 A010400 76132 028 A020400 0 028 A030400 0 028 A040400 132531 028 B010400 64063 028 B020400 0 028 B030400 0 028 B040400 76692 028 C010400 46288 028 C020400 16161 028 C030400 0 028 C040400 86177 028 D010400 66006 028 D020400 0 028 D030400 0 028 D040400 83678 028 E010400 68681 028 E020400 0 028 E030400 0 028 E040400 99547 028 F010400 103394 028 F020400 18789 028 F030400 0 028 F040400 144320 028 G010400 424564 028 G020400 34950 028 G030400 0 028 G040400 622944 028 H000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 3000 066 A000400 Y 066 B000400 N 066 C000400 N 066 D000400 N 066 E000400 Y 066 F000400 N 066 G000400 N PAGE 19 067 000400 N 068 A000400 N 068 B000400 N 069 000400 Y 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 N 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 Y 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 N 070 N010400 Y 070 N020400 Y 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 N 070 R020400 N 071 A000400 992094 071 B000400 1312012 071 C000400 3787788 071 D000400 26 072 A000400 12 072 B000400 38 072 C000400 76115 072 D000400 0 072 E000400 67 072 F000400 108 072 G000400 2004 PAGE 20 072 H000400 0 072 I000400 4155 072 J000400 169 072 K000400 0 072 L000400 172 072 M000400 5 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 12 072 S000400 0 072 T000400 723 072 U000400 0 072 V000400 0 072 W000400 0 072 X000400 7348 072 Y000400 0 072 Z000400 68872 072AA000400 106928 072BB000400 465527 072CC010400 0 072CC020400 614611 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 4301 074 C000400 500 074 D000400 0 074 E000400 0 074 F000400 3171068 074 G000400 0 074 H000400 0 074 I000400 632 074 J000400 4093 074 K000400 0 074 L000400 16526 074 M000400 0 074 N000400 3197120 074 O000400 2038 074 P000400 4416 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 20381 PAGE 21 074 S000400 0 074 T000400 3170285 074 U010400 0 074 U020400 0 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 135492 074 Y000400 0 075 A000400 0 075 B000400 3792165 076 000400 0.00 015 A000501 JP MORGAN CHASE BANK 015 B000501 C 015 C010501 NEW YORK 015 C020501 NY 015 C030501 10017 015 E010501 X 024 000500 N 025 A000501 DELETE 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 122334 028 A020500 0 028 A030500 0 028 A040500 276843 028 B010500 106511 028 B020500 0 028 B030500 0 028 B040500 120193 028 C010500 68483 028 C020500 20646 028 C030500 0 028 C040500 113162 028 D010500 221977 028 D020500 0 028 D030500 0 028 D040500 136761 028 E010500 138187 028 E020500 0 028 E030500 0 028 E040500 102401 028 F010500 156781 028 F020500 23498 028 F030500 0 PAGE 22 028 F040500 191601 028 G010500 814273 028 G020500 44144 028 G030500 0 028 G040500 940961 028 H000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 3000 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 Y 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 N 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y PAGE 23 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 1966501 071 B000500 2220149 071 C000500 8718726 071 D000500 23 072 A000500 12 072 B000500 110 072 C000500 104060 072 D000500 0 072 E000500 25 072 F000500 144 072 G000500 4123 072 H000500 0 072 I000500 11406 072 J000500 181 072 K000500 0 072 L000500 753 072 M000500 13 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 12 072 S000500 0 072 T000500 1465 072 U000500 0 072 V000500 0 072 W000500 0 072 X000500 18097 072 Y000500 0 072 Z000500 86098 072AA000500 62281 072BB000500 920697 072CC010500 0 072CC020500 1638184 072DD010500 0 072DD020500 0 PAGE 24 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 47 074 B000500 11386 074 C000500 1000 074 D000500 0 074 E000500 0 074 F000500 7515199 074 G000500 0 074 H000500 0 074 I000500 1510 074 J000500 56847 074 K000500 0 074 L000500 27667 074 M000500 0 074 N000500 7613656 074 O000500 4017 074 P000500 12552 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 77957 074 S000500 0 074 T000500 7519130 074 U010500 0 074 U020500 0 074 V010500 0.00 074 V020500 0.00 074 W000500 0.0000 074 X000500 532264 074 Y000500 0 075 A000500 0 075 B000500 8723514 076 000500 0.00 015 A000601 JP MORGAN CHASE BANK 015 B000601 C 015 C010601 NEW YORK CITY 015 C020601 NY 015 C030601 10017 015 E010601 X 024 000600 N 025 A000601 DELETE 025 D000601 0 025 D000602 0 025 D000603 0 025 D000604 0 025 D000605 0 PAGE 25 025 D000606 0 025 D000607 0 025 D000608 0 028 A010600 99497 028 A020600 0 028 A030600 0 028 A040600 135729 028 B010600 152618 028 B020600 0 028 B030600 0 028 B040600 74409 028 C010600 77472 028 C020600 0 028 C030600 0 028 C040600 62498 028 D010600 85228 028 D020600 0 028 D030600 0 028 D040600 86652 028 E010600 103557 028 E020600 0 028 E030600 0 028 E040600 71774 028 F010600 151322 028 F020600 47083 028 F030600 0 028 F040600 112201 028 G010600 669694 028 G020600 47083 028 G030600 0 028 G040600 543263 028 H000600 0 037 000600 N 038 000600 0 039 000600 Y 040 000600 N 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 3000 066 A000600 Y 066 B000600 N 066 C000600 Y 066 D000600 N 066 E000600 N 066 F000600 N PAGE 26 066 G000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 Y 070 A010600 Y 070 A020600 Y 070 B010600 Y 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 Y 070 F020600 Y 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 N 070 N010600 Y 070 N020600 Y 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 Y 070 Q010600 N 070 Q020600 N 070 R010600 N 070 R020600 N 071 A000600 2075293 071 B000600 1435925 071 C000600 4539503 071 D000600 32 072 A000600 12 072 B000600 509 072 C000600 59390 072 D000600 0 072 E000600 2871 072 F000600 190 PAGE 27 072 G000600 2365 072 H000600 0 072 I000600 6985 072 J000600 208 072 K000600 0 072 L000600 201 072 M000600 6 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 12 072 S000600 0 072 T000600 756 072 U000600 0 072 V000600 0 072 W000600 0 072 X000600 10723 072 Y000600 0 072 Z000600 52047 072AA000600 401444 072BB000600 500402 072CC010600 0 072CC020600 989851 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 208 074 B000600 239713 074 C000600 2000 074 D000600 0 074 E000600 0 074 F000600 4207729 074 G000600 0 074 H000600 0 074 I000600 828 074 J000600 4901 074 K000600 0 074 L000600 52608 074 M000600 0 074 N000600 4507987 074 O000600 43568 074 P000600 4875 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 PAGE 28 074 R040600 240399 074 S000600 0 074 T000600 4219145 074 U010600 0 074 U020600 0 074 V010600 0.00 074 V020600 0.00 074 W000600 0.0000 074 X000600 201871 074 Y000600 2000 075 A000600 0 075 B000600 4523367 076 000600 0.00 015 A000701 WACHOVIA BANK, N.A. 015 B000701 C 015 C010701 CHARLOTTE 015 C020701 NC 015 C030701 28288 015 E010701 X 024 000700 Y 025 A000701 ITG, INC. 025 B000701 95-4339369 025 C000701 E 025 D000701 5054 025 D000702 0 025 D000703 0 025 D000704 0 025 D000705 0 025 D000706 0 025 D000707 0 025 D000708 0 028 A010700 120180 028 A020700 0 028 A030700 0 028 A040700 120609 028 B010700 127093 028 B020700 0 028 B030700 0 028 B040700 91420 028 C010700 117081 028 C020700 0 028 C030700 0 028 C040700 102678 028 D010700 104151 028 D020700 0 028 D030700 0 028 D040700 64972 028 E010700 129462 028 E020700 0 028 E030700 0 028 E040700 132421 PAGE 29 028 F010700 176342 028 F020700 40641 028 F030700 0 028 F040700 107483 028 G010700 774309 028 G020700 40641 028 G030700 0 028 G040700 619583 028 H000700 0 037 000700 N 038 000700 0 039 000700 Y 040 000700 N 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 3000 066 A000700 Y 066 B000700 N 066 C000700 N 066 D000700 Y 066 E000700 N 066 F000700 N 066 G000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 Y 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 N 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 N 070 E020700 N 070 F010700 Y 070 F020700 Y 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N PAGE 30 070 J010700 Y 070 J020700 N 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 N 070 M010700 Y 070 M020700 N 070 N010700 Y 070 N020700 Y 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 Y 070 Q010700 N 070 Q020700 N 070 R010700 N 070 R020700 N 071 A000700 1678438 071 B000700 664149 071 C000700 3309913 071 D000700 20 072 A000700 12 072 B000700 387 072 C000700 36264 072 D000700 0 072 E000700 157 072 F000700 108 072 G000700 1942 072 H000700 0 072 I000700 4155 072 J000700 231 072 K000700 0 072 L000700 139 072 M000700 4 072 N000700 0 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 12 072 S000700 0 072 T000700 598 072 U000700 0 072 V000700 0 072 W000700 0 072 X000700 7189 072 Y000700 0 072 Z000700 29619 072AA000700 114448 072BB000700 74111 072CC010700 0 PAGE 31 072CC020700 643379 072DD010700 0 072DD020700 0 072EE000700 37277 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 281 074 B000700 63929 074 C000700 1500 074 D000700 0 074 E000700 0 074 F000700 3310381 074 G000700 0 074 H000700 0 074 I000700 636 074 J000700 9637 074 K000700 0 074 L000700 78936 074 M000700 0 074 N000700 3465300 074 O000700 73631 074 P000700 2601 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 58393 074 S000700 0 074 T000700 3330675 074 U010700 0 074 U020700 0 074 V010700 0.00 074 V020700 0.00 074 W000700 0.0000 074 X000700 153292 074 Y000700 1500 075 A000700 0 075 B000700 3327573 076 000700 0.00 015 A000801 WACHOVIA BANK NA 015 B000801 C 015 C010801 CHARLOTTE 015 C020801 NC 015 C030801 28288 015 E010801 X 024 000800 N 025 D000801 0 025 D000802 0 025 D000803 0 PAGE 32 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 74538 028 A020800 0 028 A030800 0 028 A040800 149215 028 B010800 43166 028 B020800 0 028 B030800 0 028 B040800 59237 028 C010800 33786 028 C020800 0 028 C030800 0 028 C040800 63839 028 D010800 33734 028 D020800 0 028 D030800 0 028 D040800 117020 028 E010800 25970 028 E020800 0 028 E030800 0 028 E040800 55044 028 F010800 39185 028 F020800 15039 028 F030800 0 028 F040800 61526 028 G010800 250379 028 G020800 15039 028 G030800 0 028 G040800 505881 028 H000800 0 037 000800 N 038 000800 0 039 000800 Y 040 000800 N 055 A000800 Y 055 B000800 N 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 3000 066 A000800 Y 066 B000800 N 066 C000800 Y 066 D000800 N PAGE 33 066 E000800 N 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 Y 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 N 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 N 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 Y 070 L020800 N 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 Y 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 Y 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N 071 A000800 1744571 071 B000800 945507 071 C000800 1673441 071 D000800 57 072 A000800 12 072 B000800 132 072 C000800 19341 072 D000800 0 PAGE 34 072 E000800 703 072 F000800 108 072 G000800 1014 072 H000800 0 072 I000800 2160 072 J000800 234 072 K000800 0 072 L000800 70 072 M000800 2 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 12 072 S000800 0 072 T000800 257 072 U000800 0 072 V000800 0 072 W000800 0 072 X000800 3857 072 Y000800 0 072 Z000800 16319 072AA000800 86019 072BB000800 243661 072CC010800 0 072CC020800 249915 072DD010800 12346 072DD020800 4083 072EE000800 37700 073 A010800 0.0900 073 A020800 0.1040 073 B000800 0.2760 073 C000800 0.0000 074 A000800 0 074 B000800 47669 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 1516486 074 G000800 0 074 H000800 0 074 I000800 295 074 J000800 10926 074 K000800 0 074 L000800 6899 074 M000800 0 074 N000800 1582275 074 O000800 6884 074 P000800 1155 074 Q000800 0 074 R010800 0 PAGE 35 074 R020800 0 074 R030800 0 074 R040800 59741 074 S000800 0 074 T000800 1514495 074 U010800 138008 074 U020800 39646 074 V010800 8.52 074 V020800 8.53 074 W000800 0.0000 074 X000800 88248 074 Y000800 0 075 A000800 0 075 B000800 1674480 076 000800 0.00 015 A000901 WACHOVIA BANK NA 015 B000901 C 015 C010901 CHARLOTTE 015 C020901 NC 015 C030901 28288 015 E010901 X 024 000900 N 025 D000901 0 025 D000902 0 025 D000903 0 025 D000904 0 025 D000905 0 025 D000906 0 025 D000907 0 025 D000908 0 028 A010900 14603 028 A020900 0 028 A030900 0 028 A040900 19405 028 B010900 14456 028 B020900 0 028 B030900 0 028 B040900 8208 028 C010900 8741 028 C020900 0 028 C030900 0 028 C040900 10810 028 D010900 20971 028 D020900 0 028 D030900 0 028 D040900 10402 028 E010900 28471 028 E020900 0 028 E030900 0 028 E040900 7816 028 F010900 20851 PAGE 36 028 F020900 1310 028 F030900 0 028 F040900 35455 028 G010900 108093 028 G020900 1310 028 G030900 0 028 G040900 92096 028 H000900 0 037 000900 N 038 000900 0 039 000900 Y 040 000900 N 055 A000900 Y 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 3000 066 A000900 Y 066 B000900 N 066 C000900 Y 066 D000900 N 066 E000900 N 066 F000900 N 066 G000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 Y 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 N 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 N 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y PAGE 37 070 J020900 N 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 N 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 Y 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 Y 070 Q010900 N 070 Q020900 N 070 R010900 N 070 R020900 N 071 A000900 422758 071 B000900 305686 071 C000900 501683 071 D000900 61 072 A000900 12 072 B000900 19 072 C000900 2332 072 D000900 0 072 E000900 214 072 F000900 108 072 G000900 264 072 H000900 0 072 I000900 582 072 J000900 61 072 K000900 0 072 L000900 35 072 M000900 1 072 N000900 0 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 12 072 S000900 0 072 T000900 80 072 U000900 0 072 V000900 0 072 W000900 0 072 X000900 1143 072 Y000900 0 072 Z000900 1422 072AA000900 36730 072BB000900 87901 072CC010900 0 072CC020900 41084 PAGE 38 072DD010900 1051 072DD020900 460 072EE000900 0 073 A010900 0.0250 073 A020900 0.0410 073 B000900 0.0000 073 C000900 0.0000 074 A000900 3 074 B000900 9725 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 491457 074 G000900 0 074 H000900 0 074 I000900 98 074 J000900 1889 074 K000900 0 074 L000900 1841 074 M000900 0 074 N000900 505013 074 O000900 3572 074 P000900 453 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 9452 074 S000900 0 074 T000900 491536 074 U010900 42317 074 U020900 11289 074 V010900 9.17 074 V020900 9.17 074 W000900 0.0000 074 X000900 30445 074 Y000900 0 075 A000900 0 075 B000900 501269 076 000900 0.00 SIGNATURE CHARLES SIMPKINS TITLE MANAGER EX-99.77B ACCT LTTR 3 b77.txt PWC LETTER Report of Independent Accountants To the Shareholders and Trustees of Vanguard Index Funds In planning and performing our audit of the financial statements of Vanguard Index Funds (the "Funds") for the year ended December 31, 2002 we considered their internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N- SAR, not to provide assurance on internal control. The management of the Funds is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2002. This report is intended solely for the information and use of the Trustees, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP February 5, 2003 1 2 EX-99.77Q3 CERT 4 q77.txt CERTIFICATION EXHIBIT 77Q3 TO FORM N-SAR Registrant Name: Vanguard Index Funds File Number: 811-2652 Registrant CIK Number: 0000036405 Sub-Item 77Q3 (a)(i) The Principal Executive and Financial Officers concluded that the Registrant's Disclosure Controls and Procedures are effective based on their evaluation of the Disclosure Controls and Procedures as of a date within 90 days of the filing date of this report. (a)(ii) There were no significant changes in Registrant's internal controls or in other factors that could significantly affect these controls subsequent to the date of their evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. (a)(iii) Certifications: CERTIFICATIONS I, JOHN J. BRENNAN, certify that: 1. I have reviewed this report on Form N-SAR of Vanguard Index Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: February 25, 2003 /S/ JOHN J. BRENNAN ------------------- CHIEF EXECUTIVE OFFICER Exhibit 77Q3-2 CERTIFICATIONS I, THOMAS J. HIGGINS, certify that: 1. I have reviewed this report on Form N-SAR of Vanguard Index Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. Date: February 25, 2003 /S/ THOMAS J. HIGGINS --------------------- TREASURER Exhibit 77Q3-3 Registrant Name: Vanguard Index Funds File Number: 811-2652 Registrant CIK Number: 0000036405 Items 72, 73 and 74 Because the electronic format for filing Form N-SAR does not provide adequate space for responding to Items 72 through 74 completely, the Registrant has set forth in their entirety the complete responses to the indicated Items or Sub-Items below, in accordance with verbal instructions provided to the Registrant by the staff of the Commission on September 20, 2002, and September 23, 2002. Exhibit 77Q3-4
Series 2 Item 72DD 1. Total Income dividends for which record date passed during the period $24,109. 2. Dividends for a second class of open-end company shares $6,195. 3. Dividends for a third class of open-end company shares $7,231. 4. Dividends for a fourth class of open-end company shares $327. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.18 2. Dividends from a second class of open-end company shares $.191 3. Dividends from a third class of open-end company shares $.21 4. Dividends for a fourth class of open-end company shares $.535 Item 74 U) 1. Number of shares outstanding 140,328. 2. Number of shares outstanding for a second class of shares of open-end company shares 32,585. 3. Number of shares outstanding for a third class of shares of open-end company shares 34,370. 4. Number of shares outstanding for a fourth class of shares of open-end company shares 611. V) 1. Net asset value per share (to the nearest cent) 18.74 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 18.74 3. Net asset value per share of a second class open-end company shares (to the nearest cent) 18.74 4. Net asset value per share of a second class open-end company shares (to the nearest cent) 49.46 Series 3 Item 72DD 1. Total Income dividends for which record date passed during the period $197,489. 2. Dividends for a second class of open-end company shares $55,661. 3. Dividends for a third class of open-end company shares $60,729. 4. Dividends for a fourth class of open-end company shares $18,616. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.293 2. Dividends from a second class of open-end company shares $.304 3. Dividends from a third class of open-end company shares $.319 4. Dividends for a fourth class of open-end company shares $1.252 Item 74 U) 1. Number of shares outstanding 710,234. 2. Number of shares outstanding for a second class of shares of open-end company shares 202,737. 3. Number of shares outstanding for a third class of shares of open-end company shares 222,506. 4. Number of shares outstanding for a fourth class of shares of open-end company shares 15,639. V) 1. Net asset value per share (to the nearest cent) $20.07 2. Net asset value per share of a second class open-end company shares (to the nearest cent) $20.07 3. Net asset value per share of a third class open-end company shares (to the nearest cent) $20.07 4. Net asset value per share of a fourth class open-end company shares (to the nearest cent) $82.47 Series 4 Item 72DD 1. Total Income dividends for which record date passed during the period $48,530. 2. Dividends for a second class of open-end company shares $10,594. 3. Dividends for a third class of open-end company shares $12,094. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.315 2. Dividends from a second class of open-end company shares $.327 3. Dividends from a third class of open-end company shares $.334 Item 74 U) 1. Number of shares outstanding 149,962. 2. Number of shares outstanding for a second class of shares of open-end company shares 32,749. 3. Number of shares outstanding for a third class of shares of open-end company shares 33,708. V) 1. Net asset value per share (to the nearest cent) $14.65 2. Net asset value per share of a second class open-end company shares (to the nearest cent) $14.65 3. Net asset value per share of a third class open-end company shares (to the nearest cent) $14.65 Series 5 Item 72DD 1. Total Income dividends for which record date passed during the period $70,060. 2. Dividends for a second class of open-end company shares $8,872. 3. Dividends for a third class of open-end company shares $8,738. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.227 2. Dividends from a second class of open-end company shares $.242 3. Dividends from a third class of open-end company shares $.253 Item 74 U) 1. Number of shares outstanding 305,474. 2. Number of shares outstanding for a second class of shares of open-end company shares 37,642. 3. Number of shares outstanding for a third class of shares of open-end company shares 33,822. V) 1. Net asset value per share (to the nearest cent) $19.95 2. Net asset value per share of a second class open-end company shares (to the nearest cent) $19.95 3. Net asset value per share of a third class open-end company shares (to the nearest cent) $19.95 Series 6 Item 72DD 1. Total Income dividends for which record date passed during the period $35,750. 2. Dividends for a second class of open-end company shares $7,673. 3. Dividends for a third class of open-end company shares $8,974. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.192 2. Dividends from a second class of open-end company shares $.207 3. Dividends from a third class of open-end company shares $.219 Item 74 U) 1. Number of shares outstanding 187,912. 2. Number of shares outstanding for a second class of shares of open-end company shares 37,703. 3. Number of shares outstanding for a third class of shares of open-end company shares 43,766. V) 1. Net asset value per share (to the nearest cent) $15.66. 2. Net asset value per share of a second class open-end company shares (to the nearest cent) $15.66. 3. Net asset value per share of a third class open-end company shares (to the nearest cent) $15.66. Series 7 Item 72DD 1. Total Income dividends for which record date passed during the period $20,612. 2. Dividends for a second class of open-end company shares $3,979. 3. Dividends for a third class of open-end company shares $6,440. Item 73 Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income $.093 2. Dividends from a second class of open-end company shares $.451 3. Dividends from a third class of open-end company shares $.108 B) 1. Distributions of capital gains $.127 2. Distributions of capital gains from a second class of open-end company shares $.576 3. Distributions of capital gains from a third class of open-end company shares $.127 Item 74 U) 1. Number of shares outstanding 229,415. 2. Number of shares outstanding for a second class of shares of open-end company shares 9,163. 3. Number of shares outstanding for a third class of shares of open-end company shares 65,981. V) 1. Net asset value per share (to the nearest cent) 9.88 2. Net asset value per share of a second class open-end company shares (to the nearest cent) 44.81 3. Net asset value per share of a third class open-end company shares (to the nearest cent) 9.90
Exhibit 77Q3-5 EX-99.77C VOTES 5 cd77idx.txt PROXY VOTE Notice to Shareholders At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o Elect trustees for the fund.* The individuals listed in the table below were elected as trustees for the fund. All trustees served as trustees to the fund prior to the shareholder meeting. - ---------------------------- ----------------- --------------- ----------------- Trustee For Withheld Percentage For - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- John J. Brennan 70,380,839,727 1,259,995,409 98.2% - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Charles D. Ellis 70,360,941,814 1,279,893,321 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Rajiv L. Gupta 70,274,493,869 1,366,341,266 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- JoAnn Heffernan Heisen 70,368,543,153 1,272,291,982 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Burton G. Malkiel 70,284,920,657 1,355,914,478 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Alfred M. Rankin, Jr. 70,401,439,983 1,239,395,152 98.3 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- J. Lawrence Wilson 70,272,336,850 1,368,498,286 98.1 - ---------------------------- ----------------- --------------- ----------------- *Results are for all funds within the same trust. o Change the fund's policy on investing in other mutual funds. This change enables the fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the fund to achieve greater diversification and to earn modestly higher returns on its cash reserves. The fund will need Securities and Exchange Commission approval before implementing this new cash management program.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- 500 Index Fund 32,124,657,749 1,678,063,610 884,541,780 6,511,054,055 78.0% - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Reclassify the fund as nondiversified. This change to "nondiversified" status enables the fund to continue tracking its target index in the event that the index becomes dominated by a small number of stocks.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- 500 Index Fund 32,303,340,692 1,347,046,384 1,036,876,062 6,511,054,055 78.4% - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
Note: Vote tabulations are rounded to the nearest whole number. EX-99.77C VOTES 6 cd77lg.txt PROXY VOTE Notice to Shareholders At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o Elect trustees for each fund.* The individuals listed in the table below were elected as trustees for each fund. All trustees served as trustees to the funds prior to the shareholder meeting. - ---------------------------- ----------------- --------------- ----------------- Trustee For Withheld Percentage For - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- John J. Brennan 70,380,839,727 1,259,995,409 98.2% - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Charles D. Ellis 70,360,941,814 1,279,893,321 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Rajiv L. Gupta 70,274,493,869 1,366,341,266 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- JoAnn Heffernan Heisen 70,368,543,153 1,272,291,982 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Burton G. Malkiel 70,284,920,657 1,355,914,478 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Alfred M. Rankin, Jr. 70,401,439,983 1,239,395,152 98.3 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- J. Lawrence Wilson 70,272,336,850 1,368,498,286 98.1 - ---------------------------- ----------------- --------------- ----------------- *Results are for all funds within the same trust. o Change each fund's policy on investing in other mutual funds. This change enables each fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the funds to achieve greater diversification and to earn modestly higher returns on their cash reserves. The funds will need Securities and Exchange Commission approval before implementing this new cash management program.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Growth Index 3,766,763,213 232,090,993 108,441,194 436,557,741 82.9% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Value Index 1,588,656,069 71,260,133 47,410,920 335,573,086 77.8 - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Total Stock Market 11,298,489,963 495,818,077 522,401,216 1,048,920,887 84.5 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Authorize each fund's trustees to change the target index. This change allows each fund's trustees to change the fund's target index if they determine that doing so is in the shareholders' best interests. Any new index chosen for a fund would be required to track the same market segment as the fund's existing index.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Growth Index 3,522,923,397 475,280,289 109,091,714 436,557,741 77.5% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Value Index 1,577,430,811 82,358,766 47,537,545 335,573,086 77.2 - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Total Stock Market 11,208,896,648 738,148,937 369,663,670 1,048,920,887 83.9 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Reclassify the following funds as nondiversified. This change to "nondiversified" status enables each fund to continue tracking its target index in the event that the index becomes dominated by a small number of stocks.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Value Index 1,589,834,694 63,378,350 54,114,078 335,573,086 77.8% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Total Stock Market 11,298,871,300 629,169,613 388,668,343 1,048,920,887 84.5 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
Note: Vote tabulations are rounded to the nearest whole number. EX-99.77C VOTES 7 cd77mid.txt PROXY VOTE Notice to Shareholders At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o Elect trustees for each fund.* The individuals listed in the table below were elected as trustees for each fund. All trustees served as trustees to the funds prior to the shareholder meeting. - ---------------------------- ----------------- --------------- ----------------- Trustee For Withheld Percentage For - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- John J. Brennan 70,380,839,727 1,259,995,409 98.2% - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Charles D. Ellis 70,360,941,814 1,279,893,321 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Rajiv L. Gupta 70,274,493,869 1,366,341,266 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- JoAnn Heffernan Heisen 70,368,543,153 1,272,291,982 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Burton G. Malkiel 70,284,920,657 1,355,914,478 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Alfred M. Rankin, Jr. 70,401,439,983 1,239,395,152 98.3 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- J. Lawrence Wilson 70,272,336,850 1,368,498,286 98.1 - ---------------------------- ----------------- --------------- ----------------- *Results are for all funds within the same trust. o Change each fund's policy on investing in other mutual funds. This change enables each fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the funds to achieve greater diversification and to earn modestly higher returns on their cash reserves. The funds will need Securities and Exchange Commission approval before implementing this new cash management program.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Extended Market 2,047,532,956 83,629,328 36,743,138 174,543,076 87.4% Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Mid-Cap Index 1,605,788,894 84,299,542 28,678,317 176,142,910 84.7% - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Authorize each fund's trustees to change the target index. This change allows each fund's trustees to change the fund's target index if they determine that doing so is in the shareholders' best interests. Any new index chosen for a fund would be required to track the same market segment as the fund's existing index.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Extended Market 2,044,456,003 87,793,270 35,656,149 174,543,076 87.3% Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Mid-Cap Index 1,543,320,650 148,444,990 27,001,113 176,142,910 81.4 - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Reclassify each fund as nondiversified. This change to "nondiversified" status enables each fund to continue tracking its target index in the event that the index becomes dominated by a small number of stocks.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Extended Market 2,057,673,924 69,809,515 40,421,983 174,543,076 87.8% Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Mid-Cap Index 1,616,431,733 69,522,272 32,812,747 176,142,910 85.3 - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
Note: Vote tabulations are rounded to the nearest whole number. EX-99.77C VOTES 8 cd77sm.txt PROXY VOTE 51556-1 12/18/2002 Notice to Shareholders At a special meeting of shareholders on December 3, 2002, fund shareholders approved the following proposals: o Elect trustees for each fund.* The individuals listed in the table below were elected as trustees for each fund. All trustees served as trustees to the funds prior to the shareholder meeting. - ---------------------------- ----------------- --------------- ----------------- Trustee For Withheld Percentage For - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- John J. Brennan 70,380,839,727 1,259,995,409 98.2% - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Charles D. Ellis 70,360,941,814 1,279,893,321 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Rajiv L. Gupta 70,274,493,869 1,366,341,266 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- JoAnn Heffernan Heisen 70,368,543,153 1,272,291,982 98.2 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Burton G. Malkiel 70,284,920,657 1,355,914,478 98.1 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- Alfred M. Rankin, Jr. 70,401,439,983 1,239,395,152 98.3 - ---------------------------- ----------------- --------------- ----------------- - ---------------------------- ----------------- --------------- ----------------- J. Lawrence Wilson 70,272,336,850 1,368,498,286 98.1 - ---------------------------- ----------------- --------------- ----------------- *Results are for all funds within the same trust. o Change each fund's policy on investing in other mutual funds. This change enables each fund to invest its cash reserves in specially created money market and short-term bond funds. This new cash management program, which is similar to those of other large mutual fund complexes, should help the funds to achieve greater diversification and to earn modestly higher returns on their cash reserves. The funds will need Securities and Exchange Commission approval before implementing this new cash management program.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Index 1,946,387,432 79,968,990 45,828,999 400,505,529 78.7% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Growth 328,613,564 13,046,876 6,490,741 8,519,213 92.1 Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Value 1,108,634,719 54,803,168 22,700,981 43,414,711 90.2 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Authorize each fund's trustees to change the target index. This change allows each fund's trustees to change the fund's target index if they determine that doing so is in the shareholders' best interests. Any new index chosen for a fund would be required to track the same market segment as the fund's existing index.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Index 1,891,067,522 135,285,695 45,832,204 400,505,529 76.5% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Growth 322,015,755 18,696,571 7,438,855 8,519,213 90.3 Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Value 1,114,977,819 49,514,543 21,646,507 43,414,711 90.7 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
o Reclassify each fund as nondiversified. This change to "nondiversified" status enables each fund to continue tracking its target index in the event that the index becomes dominated by a small number of stocks.
- --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Vanguard Fund For Against Abstain Broker Percentage Non-Votes For - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Index 1,934,630,493 84,440,105 53,114,824 400,505,529 78.2% - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Growth 332,629,984 8,925,006 6,596,191 8,519,213 93.3 Index - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- - --------------------- ------------------- ----------------- ---------------- ----------------- -------------- Small-Cap Value 1,118,667,367 43,601,367 23,870,135 43,414,711 91.0 Index - --------------------- ------------------- ----------------- ---------------- ----------------- --------------
Note: Vote tabulations are rounded to the nearest whole number. -----END PRIVACY-ENHANCED MESSAGE-----