0001209191-19-007105.txt : 20190204 0001209191-19-007105.hdr.sgml : 20190204 20190204191628 ACCESSION NUMBER: 0001209191-19-007105 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190131 FILED AS OF DATE: 20190204 DATE AS OF CHANGE: 20190204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Darren J CENTRAL INDEX KEY: 0001490376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 19565824 MAIL ADDRESS: STREET 1: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-01-31 0 0000036270 M&T BANK CORP MTB 0001490376 King Darren J ONE M&T PLAZA BUFFALO NY 14203 0 1 0 0 E.V.P./Chief Financial Officer Common Stock 2019-01-31 4 A 0 2717 0.00 A 47595.39 D Common Stock 2019-01-31 4 F 0 1332 164.54 D 46263.39 D Common Stock 2019-02-01 4 M 0 10000 38.91 A 56263.39 D Common Stock 2019-02-01 4 S 0 10000 164.5591 D 46263.39 D Common Stock 534 I By Son Common Stock 534 I By Daughter Common Stock 534 I By Daughter Common Stock 2318 I By 401(k) Plan Option (right to buy) 164.54 2019-01-31 4 A 0 7742 0.00 A 2029-01-31 Common Stock 7742 7742 D Option (right to buy) 38.91 2019-02-01 4 M 0 10000 0.00 D 2019-02-01 Common Stock 10000 0 D Phantom Common Stock Units Common Stock 137 I Supplemental 401(k) Plan Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 31, 2017 and on January 31, 2018, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. This transaction was executed in multiple trades at prices ranging from $164.50 to $164.859. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. The information presented is as of December 31, 2018. The option granted includes a total of 7,742 shares. 2,580 of the shares are exercisable on or after January 31, 2020; an additional 2,581 of the shares are exercisable on or after January 29, 2021; and the remaining 2,581 shares are exercisable on or after January 31, 2022. The option was granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. Currently exercisable. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Karla L. Harlow, Esq. (Attorney-In-Fact) 2019-02-04