0001209191-18-006267.txt : 20180131 0001209191-18-006267.hdr.sgml : 20180131 20180131172732 ACCESSION NUMBER: 0001209191-18-006267 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180129 FILED AS OF DATE: 20180131 DATE AS OF CHANGE: 20180131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Darren J CENTRAL INDEX KEY: 0001490376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 18563855 MAIL ADDRESS: STREET 1: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-29 0 0000036270 M&T BANK CORP MTB 0001490376 King Darren J ONE M&T PLAZA BUFFALO NY 14203 0 1 0 0 E.V.P./Chief Financial Officer Common Stock 2018-01-29 4 M 0 7082 38.91 A 44392.39 D Common Stock 2018-01-29 4 S 0 3834 191.0435 D 40558.39 D Common Stock 2018-01-29 4 A 0 2269 0.00 A 42827.39 D Common Stock 2018-01-29 4 F 0 771 189.79 D 42056.39 D Common Stock 2018-01-30 4 A 0 2063 0.00 A 44119.39 D Common Stock 2018-01-30 4 F 0 1011 190.57 D 43108.39 D Common Stock 386 I By Son Common Stock 386 I By Daughter Common Stock 386 I By Daughter Common Stock 2199 I By 401(k) Plan Option (right to buy) 38.91 2018-01-29 4 M 0 7082 0.00 D 2019-01-30 Common Stock 7082 10000 D Phantom Common Stock Units Common Stock 133 I Supplemental 401(k) Plan This transaction was executed in multiple trades at prices ranging from $191.01 to $191.058. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person. Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. The information presented is as of December 29, 2017. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2018-01-31