0001209191-17-062952.txt : 20171129
0001209191-17-062952.hdr.sgml : 20171129
20171129205554
ACCESSION NUMBER: 0001209191-17-062952
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171127
FILED AS OF DATE: 20171129
DATE AS OF CHANGE: 20171129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WILMERS ROBERT G
CENTRAL INDEX KEY: 0001164543
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09861
FILM NUMBER: 171229765
MAIL ADDRESS:
STREET 1: C/O M&T BANK
STREET 2: 350 PARK AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: M&T BANK CORP
CENTRAL INDEX KEY: 0000036270
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 160968385
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O CORPORATE REPORTING
STREET 2: ONE M&T PLAZA 5TH FLOOR
CITY: BUFFALO
STATE: NY
ZIP: 14203
BUSINESS PHONE: 7168425390
MAIL ADDRESS:
STREET 1: C/O CORPORATE REPORTING
STREET 2: ONE M&T PLAZA 5TH FLR
CITY: BUFFALO
STATE: NY
ZIP: 14203
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP
DATE OF NAME CHANGE: 19920703
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-27
0
0000036270
M&T BANK CORP
MTB
0001164543
WILMERS ROBERT G
ONE M&T PLAZA
BUFFALO
NY
14203-2399
1
1
0
0
Chairman of the Board and CEO
Common Stock
2214016
D
Common Stock
57439
I
By 401 (k) Plan
Common Stock
0
I
1999 Family Trust
Common Stock
0
I
2000 Family Trust
Common Stock
400000
I
See footnote
Common Stock
390809
I
See footnote
Common Stock
409062
I
See footnote
Common Stock
2654816
I
See footnote
Phantom Common Stock Units
Common Stock
5949
I
Supplemental 401(k) Plan
The information presented is as of September 30, 2017.
On November 27, 2017, the reporting person resigned as trustee of the Robert G. Wilmers 1999 Family Trust and the Robert G. Wilmers 2000 Family Trust and is no longer required to report transactions or holdings of shares owned by such trusts.
The indicated shares are held by a limited liability company of which the reporting person is the sole member.
The indicated shares are held by Roche Foundation, Inc., a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of Roche Foundation, Inc. and holds sole voting and dispositive power over the shares held by it.
The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it.
On March 3, 2017, 628,064 shares were distributed gratuitously by Mallarme Investments Limited ("Mallarme") to a limited liability company that the reporting person has no pecuniary interest in and does not hold any voting or dispositive power over the shares held by it, and as a result is not required to report transactions or holdings of shares owned by this limited liability company.
On May 31, 2017, Mallarme distributed gratuitously 2,654,816 shares to Voltaire Holdings, LLC, a limited liability company whose sole shareholder is Mallarme Trust, an English law trust that the reporting person is sole trustee of and the beneficiaries of which are the reporting person's sister and sister's descendants. The reporting person has no pecuniary interest in these shares and disclaims beneficial ownership thereof. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose.
The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.
By: Brian R. Yoshida, Esq.
(Attorney-In-Fact)
2017-11-29