0001209191-17-062952.txt : 20171129 0001209191-17-062952.hdr.sgml : 20171129 20171129205554 ACCESSION NUMBER: 0001209191-17-062952 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171127 FILED AS OF DATE: 20171129 DATE AS OF CHANGE: 20171129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILMERS ROBERT G CENTRAL INDEX KEY: 0001164543 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 171229765 MAIL ADDRESS: STREET 1: C/O M&T BANK STREET 2: 350 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-27 0 0000036270 M&T BANK CORP MTB 0001164543 WILMERS ROBERT G ONE M&T PLAZA BUFFALO NY 14203-2399 1 1 0 0 Chairman of the Board and CEO Common Stock 2214016 D Common Stock 57439 I By 401 (k) Plan Common Stock 0 I 1999 Family Trust Common Stock 0 I 2000 Family Trust Common Stock 400000 I See footnote Common Stock 390809 I See footnote Common Stock 409062 I See footnote Common Stock 2654816 I See footnote Phantom Common Stock Units Common Stock 5949 I Supplemental 401(k) Plan The information presented is as of September 30, 2017. On November 27, 2017, the reporting person resigned as trustee of the Robert G. Wilmers 1999 Family Trust and the Robert G. Wilmers 2000 Family Trust and is no longer required to report transactions or holdings of shares owned by such trusts. The indicated shares are held by a limited liability company of which the reporting person is the sole member. The indicated shares are held by Roche Foundation, Inc., a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of Roche Foundation, Inc. and holds sole voting and dispositive power over the shares held by it. The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it. On March 3, 2017, 628,064 shares were distributed gratuitously by Mallarme Investments Limited ("Mallarme") to a limited liability company that the reporting person has no pecuniary interest in and does not hold any voting or dispositive power over the shares held by it, and as a result is not required to report transactions or holdings of shares owned by this limited liability company. On May 31, 2017, Mallarme distributed gratuitously 2,654,816 shares to Voltaire Holdings, LLC, a limited liability company whose sole shareholder is Mallarme Trust, an English law trust that the reporting person is sole trustee of and the beneficiaries of which are the reporting person's sister and sister's descendants. The reporting person has no pecuniary interest in these shares and disclaims beneficial ownership thereof. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of these shares for purposes of Section 16 or for any other purpose. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2017-11-29