0001209191-17-007152.txt : 20170202 0001209191-17-007152.hdr.sgml : 20170202 20170202170214 ACCESSION NUMBER: 0001209191-17-007152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bojdak Robert J CENTRAL INDEX KEY: 0001296804 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 17569121 MAIL ADDRESS: STREET 1: ONE FOUNTAIN PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-31 0 0000036270 M&T BANK CORP MTB 0001296804 Bojdak Robert J ONE FOUNTAIN PLAZA BUFFALO NY 14203-1495 0 1 0 0 Executive Vice President Common Stock 2017-01-31 4 M 0 824 121.31 A 22338 D Common Stock 2017-01-31 4 F 0 615 162.57 D 21723 D Common Stock 2017-01-31 4 A 0 1645 0.00 A 23368 D Common Stock 2017-01-31 4 F 0 1951 162.57 D 21417 D Common Stock 2610 I 401 (k) Plan Option (right to buy) 121.31 2017-01-31 4 M 0 824 0.00 D 2017-01-31 Common Stock 824 0 D Phantom Common Stock Units Common Stock 1301 I Supplemental 401 (k) Plan The reported transaction involved the automatic exercise of a stock option by M&T Bank Corporation pursuant to an Administrative Rule for Stock Award Grants approved by the Nomination, Compensation and Governance Committee of the Board of Directors of M&T Bank Corporation on November 16, 2010, as amended. Pursuant to this Administrative Rule, the reporting person's stock option that was set to expire on January 31, 2017 was automatically exercised on January 31, 2017, and M&T Bank Corporation withheld an amount of M&T Bank Corporation common stock from the stock option having a fair market value equal to the sum of the exercise price and any amounts required to be withheld for tax purposes and issued the net shares to the reporting person. Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 31, 2014, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan. The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units. Shares withheld for taxes upon the settlement in shares of restricted stock units (including performance-based restricted stock units) previously granted to the reporting person. The information presented is as of December 30, 2016. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash and distributed in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Karla L. Harlow, Esq. (Attorney-In-Fact) 2017-02-02