0001209191-16-149867.txt : 20161114 0001209191-16-149867.hdr.sgml : 20161111 20161114175537 ACCESSION NUMBER: 0001209191-16-149867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161109 FILED AS OF DATE: 20161114 DATE AS OF CHANGE: 20161114 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Darren J CENTRAL INDEX KEY: 0001490376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 161996838 MAIL ADDRESS: STREET 1: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-09 0 0000036270 M&T BANK CORP MTB 0001490376 King Darren J ONE M&T PLAZA BUFFALO NY 14203 0 1 0 0 E.V.P./Chief Financial Officer Common Stock 2016-11-09 4 M 0 6770 91.28 A 25991.39 D Common Stock 2016-11-09 4 M 0 13268 38.91 A 39259.39 D Common Stock 2016-11-09 4 S 0 13437 125.7519 D 25822.39 D Common Stock 2016-11-09 4 S 0 6601 131.25 D 19221.39 D Common Stock 2016-11-10 4 M 0 1212 91.28 A 20433.39 D Common Stock 2016-11-10 4 M 0 6732 38.91 A 27165.39 D Common Stock 230 I By Son Common Stock 230 I By Daughter Common Stock 230 I By Daughter Common Stock 2075 I By 401(k) Plan Option (right to buy) 91.28 2016-11-09 4 M 0 6770 0.00 D 2018-01-31 Common Stock 6770 1212 D Option (right to buy) 38.91 2016-11-09 4 M 0 13268 0.00 D 2019-01-30 Common Stock 13268 36384 D Option (right to buy) 91.28 2016-11-10 4 M 0 1212 0.00 D 2018-01-31 Common Stock 1212 0 D Option (right to buy) 38.91 2016-11-10 4 M 0 6732 0.00 D 2019-01-30 Common Stock 6732 29652 D Phantom Common Stock Units Common Stock 124 I Supplemental 401(k) Plan The reported transaction involved the exercise of stock options and the sale of shares pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. This transaction was executed in multiple trades at prices ranging from $125.50 to $126.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reported transaction involved the exercise of stock options pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. The information presented is as of September 30, 2016. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Karla L. Harlow, Esq. (Attorney-In-Fact) 2016-11-14