0001209191-16-149126.txt : 20161109 0001209191-16-149126.hdr.sgml : 20161109 20161109174014 ACCESSION NUMBER: 0001209191-16-149126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Darren J CENTRAL INDEX KEY: 0001490376 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 161985341 MAIL ADDRESS: STREET 1: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-07 0 0000036270 M&T BANK CORP MTB 0001490376 King Darren J ONE M&T PLAZA BUFFALO NY 14203 0 1 0 0 E.V.P./Chief Financial Officer Common Stock 2015-11-12 4 G 0 690 0.00 D 17983.39 D Common Stock 2016-11-07 4 M 0 8762 91.28 A 26745.39 D Common Stock 2016-11-07 4 S 0 8762 123.01 D 17983.39 D Common Stock 2016-11-08 4 M 0 1238 91.28 A 19221.39 D Common Stock 2015-11-12 4 G 0 230 0.00 A 230 I By Son Common Stock 2015-11-12 4 G 0 230 0.00 A 230 I By Daughter Common Stock 2015-11-12 4 G 0 230 0.00 A 230 I By Daughter Common Stock 2075 I By 401(k) Plan Option (right to buy) 91.28 2016-11-07 4 M 0 8762 0.00 D 2018-01-31 Common Stock 8762 9220 D Option (right to buy) 91.28 2016-11-08 4 M 0 1238 0.00 D 2018-01-31 Common Stock 1238 7982 D Phantom Common Stock Units Common Stock 124 I Supplemental 401(k) Plan The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. The reported transaction involved the exercise of stock options and the sale of shares pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reported transaction involved the exercise of stock options pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended. The reported transaction involves a transfer of securities by gift for which no consideration was paid. These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian. The information presented is as of September 30, 2016. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Karla L. Harlow, Esq. (Attorney-In-Fact) 2016-11-09