-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S9FvIw35ogvwXLJTjCj/ACWOf1lnvGTaO53UW5G2AXIcmuQOH/h5B0C/Zf0rk6cf 1DxYQOwXyy8/BfjjGpRs0A== 0001209191-10-055597.txt : 20101117 0001209191-10-055597.hdr.sgml : 20101117 20101117185803 ACCESSION NUMBER: 0001209191-10-055597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101115 FILED AS OF DATE: 20101117 DATE AS OF CHANGE: 20101117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SADLER ROBERT E JR CENTRAL INDEX KEY: 0001245786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 101200900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1209 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-15 0 0000036270 M&T BANK CORP MTB 0001245786 SADLER ROBERT E JR ONE M&T PLAZA BUFFALO NY 14203-2399 1 0 0 0 Common Stock 2009-12-29 4 G 0 7600 0.00 D 59511 D Common Stock 2010-07-02 5 J 0 E 2099 0.00 A 61610 D Common Stock 2010-07-02 5 J 0 E 10458 0.00 A 72068 D Common Stock 2010-08-17 5 J 0 E 17841 0.00 A 89909 D Common Stock 2010-11-15 4 M 0 62247 65.80 A 152156 D Common Stock 2010-11-15 4 M 0 16233 68.31 A 168389 D Common Stock 2010-11-15 4 M 0 73681 75.80 A 242070 D Common Stock 2010-11-15 4 F 0 140478 81.29 D 101592 D Common Stock 2010-11-17 4 S 0 11683 79.2854 D 89909 D Common Stock 2009-12-29 4 G 0 7600 0.00 A 14623 I See footnote Common Stock 2010-07-02 5 J 0 E 2099 0.00 D 0 I By GRAT #3 Common Stock 2010-08-17 5 J 0 E 17841 0.00 D 82159 I By GRAT #4 Phantom Common Stock Units Common Stock 0 I Supplemental 401 (k) Plan Option (right to buy) 65.80 2010-11-15 4 M 0 62247 0.00 D 2011-01-16 Common Stock 62247 1520 D Option (right to buy) 68.31 2010-11-15 4 M 0 16233 0.00 D 2011-02-20 Common Stock 16233 0 D Option (right to buy) 75.80 2010-11-15 4 M 0 73681 0.00 D 2012-01-15 Common Stock 73681 1319 D The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. The reporting of these transactions is voluntary and therefore does not constitute a late filing. This transaction represents a final distribution to the reporting person from GRAT #3 in the form of an annuity. This transaction represents the distribution of 10,428 shares of common stock upon his retirement that were previously held indirectly in the reporting person's 401(k) account and are now held directly. This transaction represents a distribution to the reporting person from GRAT #4 in the form of an annuity. See footnote (9) for information regarding GRAT #4. This transaction was executed in multiple trades at prices ranging from $79.26 to $79.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The reported transaction involved a transfer of securities by gift for which no payment of consideration was received by the reporting person. The indicated shares are held by the Sadler Family Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is a trustee of the Sadler Family Foundation and holds voting and dispositive power over the shares held by it. The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The previously reported phantom common stock units held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation that represented a like number of shares of M&T Bank Corporation common stock were settled in cash upon the reporting person's retirement in accordance with the terms of the plan. Currently exercisable. The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2010-11-17 -----END PRIVACY-ENHANCED MESSAGE-----