-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Wsj3I3DDxU70IVN5W36Q9IysyputwLCxPM4X10TIWOESQ8h+sUMmE/7UFTxY7dRl SFTz9XJs0KwIeiDg7MFquw== 0001209191-10-008627.txt : 20100211 0001209191-10-008627.hdr.sgml : 20100211 20100211165814 ACCESSION NUMBER: 0001209191-10-008627 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100210 FILED AS OF DATE: 20100211 DATE AS OF CHANGE: 20100211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SADLER ROBERT E JR CENTRAL INDEX KEY: 0001245786 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 10592582 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1209 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-02-10 0 0000036270 M&T BANK CORP MTB 0001245786 SADLER ROBERT E JR ONE M&T PLAZA BUFFALO NY 14203-2399 1 1 0 0 Vice Chairman Common Stock 2008-01-15 5 J 0 E 66835 0.00 A 210905 D Common Stock 2008-06-22 5 J 0 E 140000 0.00 D 70905 D Common Stock 2009-03-05 5 J 0 E 14165 0.00 A 85070 D Common Stock 2009-08-11 5 J 0 E 82901 0.00 A 167971 D Common Stock 2009-08-11 5 J 0 E 100000 0.00 D 67971 D Common Stock 7023 I See footnote Common Stock 2008-01-15 5 J 0 E 66835 0.00 D 14165 I By GRAT #2 Common Stock 2009-03-05 5 J 0 E 14165 0.00 D 0 I By GRAT #2 Common Stock 2008-06-22 5 J 0 E 140000 0.00 A 140000 I By GRAT #3 Common Stock 2009-08-11 5 J 0 E 82901 0.00 D 57099 I By GRAT #3 Common Stock 2010-02-10 4 S 0 25000 72.5037 D 32099 I By GRAT #3 Common Stock 2010-02-11 4 S 0 30000 72.3447 D 2099 I By GRAT #3 Common Stock 2009-08-11 5 J 0 E 100000 0.00 A 100000 I By GRAT #4 Common Stock 10284 I 401 (k) Plan Phantom Common Stock Units Common Stock 1791 I Supplemental 401 (k) Plan The reporting of these transactions is voluntary and therefore does not constitute a late filing. This transaction represents a distribution to the reporting person from GRAT #2 in the form of an annuity. See footnote (7) for information regarding GRAT #2. On June 22, 2008, the reporing person contributed 140,000 shares of M&T Bank Corporation common stock to a Grantor Retained Annuity Trust ("GRAT #3") of which the reporting person is the trustee and his descendants are beneficiaries. The reporting person continues to report the beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #3 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. This transaction represents a distribution to the reporting person from GRAT #3 in the form of an annuity. See footnote (8) for information regarding GRAT #3. On August 11, 2009, the reporing person contributed 100,000 shares of M&T Bank Corporation common stock to a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is the trustee and his descendants are beneficiaries. The reporting person continues to report the beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The indicated shares are held by the Sadler Family Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is a trustee of the Sadler Family Foundation and holds voting and dispositive power over the shares held by it. The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #2") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #2 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #3") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #3 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. This transaction was executed in multiple trades at prices ranging from $72.42 to $72.72. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $72.04 to $72.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The indicated shares are held by a Grantor Retained Annuity Trust ("GRAT #4") of which the reporting person is trustee and of which the reporting person and his descendants are beneficiaries. The reporting person continues to report beneficial ownership of all of the M&T Bank Corporation common stock held by the GRAT #4 but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The information presented is as of December 31, 2009. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon a distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2010-02-11 -----END PRIVACY-ENHANCED MESSAGE-----