-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MlLSoJvwUzJZsts1L3gcIAPPwlaizHEofQCyScSQ5qa8gla5uRJ9s3vxhf/XDZmE D/rrY3LrRCQUAMd4FJGytw== 0001209191-08-048282.txt : 20080819 0001209191-08-048282.hdr.sgml : 20080819 20080819183606 ACCESSION NUMBER: 0001209191-08-048282 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080815 FILED AS OF DATE: 20080819 DATE AS OF CHANGE: 20080819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILMERS ROBERT G CENTRAL INDEX KEY: 0001164543 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 081028722 BUSINESS ADDRESS: STREET 1: FIRST EMPIRE STATE CORP STREET 2: ONE M&T PLAZA CITY: BUFFALO STATE: NY ZIP: 14240 BUSINESS PHONE: 7168425445 MAIL ADDRESS: STREET 1: C/O M&T BANK STREET 2: 350 PARK AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-08-15 0 0000036270 M&T BANK CORP MTB 0001164543 WILMERS ROBERT G ONE M&T PLAZA BUFFALO NY 14203-2399 1 1 0 0 Chairman of the Board and CEO Common Stock 2008-02-28 5 G 0 E 45679 D 3114803 D Common Stock 2008-08-15 4 S 0 81000 74.33 D 3033803 D Common Stock 2008-08-15 4 S 0 19000 75.10 D 3014803 D Common Stock 43544 I By 401 (k) Plan Common Stock 214540 I GRAT #5 Common Stock 224766 I GRAT #6 Common Stock 400000 I See footnote Common Stock 78532 I See footnote Common Stock 2008-05-12 5 G 0 E 267 D 167951 I See footnote Common Stock 2008-05-13 5 G 0 E 542 D 167409 I See footnote Common Stock 2008-06-25 5 G 0 E 685 D 166724 I See footnote Common Stock 2008-06-27 5 G 0 E 345 D 166379 I See footnote Common Stock 2008-04-28 5 G 0 E 11884 D 174675 I See footnote Common Stock 2008-06-17 5 G 0 E 6385 D 168290 I See footnote Common Stock 2008-05-07 5 G 0 E 267 D 105592 I See footnote Common Stock 2008-06-17 5 G 0 E 6385 D 99207 I See footnote Phantom Common Stock Units Common Stock 3740 I Supplemental 401(k) Plan The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person. This transaction was executed in multiple trades at prices ranging from $74.25 to $74.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $75.00 to $75.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The information presented is as of June 30, 2008. The indicated shares are held by Grantor Retained Annuity Trusts No's. 5 and 6, respectively, under indentures dated July 23, 1993 (individually, a "GRAT" and collectively, the "GRATs"). The reporting person is a trustee of each GRAT and holds sole voting and dispositive power over the shares held by the GRATs. The indicated shares are held by a limited liability company of which the reporting person is the sole member. The indicated shares are held by the Roche Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is the sole director and president of the Roche Foundation and holds sole voting and dispositive power over the shares held by it. The indicated shares are held by the West Ferry Foundation, a charitable trust in which the reporting person has no pecuniary interest. The reporting person is the trustee of the West Ferry Foundation and holds sole voting and dispositive power over the shares held by it. The indicated shares are held by the St. Simon Charitable Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the St. Simon Charitable Foundation and holds voting and dispositive power over the shares held by it. The indicated shares are held by the Interlaken Foundation, a Delaware not-for-profit, non-stock corporation in which the reporting person has no pecuniary interest. The reporting person is a director and President of the Interlaken Foundation and holds voting and dispositive power over the shares held by it. The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan. By: Brian R. Yoshida, Esq. (Attorney-In-Fact) 2008-08-19 -----END PRIVACY-ENHANCED MESSAGE-----