-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OGdgBT6W7T8fMkVkK7Ug/pc7m3StNcAV71kL0xsUDiWL7+UWH/MNFP5CHYfz+FSp rw8ypqCMjQFcRu3k8cIYiA== 0000950152-04-001828.txt : 20040311 0000950152-04-001828.hdr.sgml : 20040311 20040311171520 ACCESSION NUMBER: 0000950152-04-001828 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040311 ITEM INFORMATION: ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 04663605 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 8-K 1 l06335ae8vk.htm M&T BANK CORPORATION M&T BANK CORPORATION
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934

     
Date of Report (Date of earliest event reported):
  March 11, 2004
 
 

M&T BANK CORPORATION

(Exact name of registrant as specified in its charter)

New York

(State or other jurisdiction of incorporation)
     
1-9861
  16-0968385
 
 
 
(Commission File Number)
  (I.R.S. Employer Identification No.)
         
One M&T Plaza, Buffalo, New York
    14203  
 
(Address of principal executive offices)
  (Zip Code)
     
Registrant’s telephone number, including area code:
  (716) 842-5445
 
 

(NOT APPLICABLE)

(Former name or former address, if changed since last report)

 

 

Item 7. Financial Statements and Exhibits.

     (c) Exhibits.

     
Exhibit No.
    
99
  Updated Notice of Blackout Period to Directors and Executive Officers of M&T Bank Corporation.

Item 11. Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans.

     On March 11, 2004, M&T Bank Corporation sent a notice to its directors and executive officers informing them of a change in the ending date of a blackout period in the M&T Bank Corporation Retirement Savings Plan and Trust (the “RSP”), which M&T Bank Corporation originally notified such persons of on January 13, 2004.

     The notice sent on January 13, 2004 indicated that there would be a blackout period in the RSP beginning on February 10, 2004, 4:00 p.m. Eastern Time, and ending during the week of March 14, 2004 (the “Blackout Period”) that would temporarily prevent participants in the RSP from engaging in transactions in M&T Bank Corporation common stock in their individual accounts.

     The reason for the Blackout Period was to complete the transition of the recordkeeping and administrative services associated with the RSP to T. Rowe Price, who became the new trustee and recordkeeper for the RSP on March 1, 2004, to eliminate certain existing investment options and to add several new investment options, and to merge the Allfirst Financial Inc. Capital Accumulation Retirement Plan and Trust into the RSP.

     The notice sent to the directors and executive officers of M&T Bank Corporation on March 11, 2004 informed them that the Blackout Period ended at 10:00 a.m. Eastern Time on March 11, 2004 because the transition to T. Rowe Price was completed earlier than originally anticipated.

     A copy of the notice transmitted to the directors and executive officers of M&T Bank Corporation is set forth in Exhibit 99 hereto and is incorporated by reference into this Item.

 

 

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SIGNATURES

     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

             
        M&T BANK CORPORATION    
Date: March 11, 2004   By:   /s/ Richard A. Lammert
Richard A. Lammert
Executive Vice President
and General Counsel		    

 

 

 

 

 

 

 

 

 

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EXHIBIT INDEX

     
Exhibit No.
    
 
    
99
  Updated Notice of Blackout Period to Directors and Executive Officers of M&T Bank Corporation. Filed herewith.

 

 

 

 

 

 

 

 

 

 

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EX-99 3 l06335aexv99.txt EX-99 NOTICE EXHIBIT 99 UPDATED NOTICE OF BLACKOUT PERIOD TO DIRECTORS AND EXECUTIVE OFFICERS OF M&T BANK CORPORATION IMPORTANT NOTICE CONCERNING YOUR ABILITY TO TRADE IN M&T BANK CORPORATION COMMON STOCK: MARCH 11, 2004 On January 13, 2004, M&T Bank Corporation provided notice to you that the M&T Bank Corporation Retirement Savings Plan and Trust (the "RSP") would be subject to a blackout period beginning on February 10, 2004, 4:00 p.m. Eastern Time, and ending during the week of March 14, 2004 (the "Blackout Period") that would temporarily prevent participants in the RSP from engaging in transactions in M&T Bank Corporation common stock in their individual accounts. You may recall that the Blackout Period was necessary to complete the transition of the recordkeeping and administrative services associated with the RSP to T. Rowe Price, who became the new trustee and recordkeeper for the RSP on March 1, 2004, to eliminate certain existing investment options and to add several new investment options, and to merge the Allfirst Financial Inc. Capital Accumulation Retirement Plan and Trust into the RSP. The purpose of this updated notice is to inform you that since the transition to T. Rowe Price will be completed earlier than anticipated, the Blackout Period will end as of 10:00 a.m. Eastern Time on March 11, 2004 instead of during the week of March 14, 2004. This updated notice is being provided to you pursuant to the requirements of Rule 104 of Regulation BTR (Blackout Trading Restriction) promulgated under the Securities Exchange Act of 1934 and Section 306 of the Sarbanes-Oxley Act of 2002. Although the prohibitions arising under Regulation BTR that restrict your ability to acquire or transfer any shares of M&T Bank Corporation common stock or exercise any stock options (cashless or otherwise) will terminate when the Blackout Period ends on March 11, 2004, please be advised that M&T Bank Corporation's policy that limits trading in M&T Bank Corporation common stock, including transactions within the RSP, to a "window" period following the release of quarterly earnings to the public remains in effect. Please direct questions about and requests for pre-clearance of your transactions in M&T Bank Corporation common stock to Brian R. Yoshida at (716) 842-5464. If you have any questions concerning the Blackout Period, you should contact Norbert H. Remus, One M&T Plaza, Buffalo, NY 14203, telephone number (716) 842-5002. -----END PRIVACY-ENHANCED MESSAGE-----