-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOUHTkJp7JSgTe3rdYLny/DsvA8zKxNVxDkbc1eW854B4VHG+HEHSogX1IW4E7Bx ymDxCI/9VeUS3kMPRqE4OA== 0000898822-03-000344.txt : 20030411 0000898822-03-000344.hdr.sgml : 20030411 20030411150838 ACCESSION NUMBER: 0000898822-03-000344 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030410 FILED AS OF DATE: 20030411 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: M&T BANK CORP CENTRAL INDEX KEY: 0000036270 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 160968385 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09861 FILM NUMBER: 03647025 BUSINESS ADDRESS: STREET 1: C/O CORPORATE REPORTING STREET 2: ONE M&T PLAZA 5TH FLOOR CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168425390 MAIL ADDRESS: STREET 1: C/O CORPORAE REPORTING STREET 2: ONE M&T PLAZA 5TH FLR CITY: BUFFALO STATE: NY ZIP: 14203 FORMER COMPANY: FORMER CONFORMED NAME: FIRST EMPIRE STATE CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIED IRISH BANKS PLC CENTRAL INDEX KEY: 0000850364 STANDARD INDUSTRIAL CLASSIFICATION: COMMERCIAL BANKS, NEC [6029] RELATIONSHIP: OWNER IRS NUMBER: 131774656 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 25 SOUTH CHARLES ST. STREET 2: SUITE 1300 NC 101-880 CITY: BALTIMORE STATE: MD ZIP: 21201 BUSINESS PHONE: 4102443826 MAIL ADDRESS: STREET 1: 25 SOUTH CHARLES STREET STREET 2: SUITE 1300 MAIL CODE 101-880 CITY: BALIMORE STATE: MD ZIP: 21201 3 1 form3.txt FORM 3 - ---------- | FORM 3 | | - ---------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Allied Irish Banks, p.l.c. -------------------------------------------------------------------- (Last) (First) (Middle) Bankcentre, Ballsbridge -------------------------------------------------------------------- (Street) Dublin 4, Ireland -------------------------------------------------------------------- (City) (State) (Zip) - ------------------------------------------------------------------------------- 2. Date of Event Requiring Statement (Month/Day/Year) April 1, 2003 - ------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person (Voluntary) I.R.S. Identification No: [13-1774656] - ------------------------------------------------------------------------------- 4. Issuer Name and Ticker or Trading Symbol M&T Bank Corporation (MTB) - ------------------------------------------------------------------------------- 5. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ X ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) [ ] Member; Litigation Committee - ------------------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - ------------------------------------------------------------------------------- =============================================================================== TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED =============================================================================== 1. Title of Security 2. Amount of Securities 3. Ownership 4. Nature of (Instr. 4) Beneficially Owned Form: Indirect (Instr. 4) Direct (D) Beneficial or Indirect Ownership (I)(Instr. 5) (Instr. 4) - ------------------------------------------------------------------------------- Common Stock, 26,700,000 D par value $.50 - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- - ------------------------------------------------------------------------------- =============================================================================== Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Print of Type Responses) (Over) SEC 1473 (3-91) Page 2 SEC 1473 (8-92) SEC 1474 (3/91) FORM 3 (CONTINUED)
TABLE II-- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ==================================================================================================================================== 2. Date Exer- 3. Title and Amount of cisable and Securities Underlying Expiration Derivative Security 5. Ownership Date (Instr. 4) Form of (Month/Day/Year) ----------------------- 4. Conversion Derivative 6. Nature of ------------------- Amount or Exercise Security: Indirect Date Expira- or Price of Direct (D) Beneficial 1. Title of Derivative Exer- tion Number Derivative or Indirect (I) Ownership Security (Instr. 4) cisable Date Title of Shares (1) Security (2) (Instr. 5) (Instr. 5) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Pursuant to an Agreement and Plan of Reorganization, dated as of September 26, 2002 (the "Acquisition Agreement"), by and among Allied Irish Banks, p.l.c. ("AIB"), M&T Bank Corporation ("M&T") and Allfirst Financial Inc., a Delaware corporation and wholly owned subsidiary of AIB ("Allfirst"), AIB agreed to sell, and M&T agreed to purchase, all of the outstanding shares of common stock, par value $5.00 per share, of Allfirst, in exchange for the shares of M&T common stock reported herein and cash consideration. The purchase was completed on April 1, 2003. Pursuant to the Acquisition Agreement, the Amended and Restated Bylaws of M&T and the Certificate of Incorporation of M&T as amended in connection with the purchase, AIB became entitled to select four directors to the Board of Directors of M&T and its principal bank subsidiary effective as of April 1, 2003, and in the future will be entitled to nominate up to four directors depending upon the percentage of M&T common stock then owned by AIB. AIB also has certain additional rights, protections and obligations regarding share ownership and corporate governance under those documents, including: the right to certain representation on the committees of the Board of Directors of M&T and its principal bank subsidiary; the requirement that AIB's representatives on the M&T Board of Directors, acting through the appropriate Board committee, consent in order to take specified corporate actions, and the requirement for other specified corporate actions that those actions not be opposed by AIB's committee representative and at least one other committee member not designated by AIB; restrictions on AIB's right to own more than 25% of the outstanding M&T common stock and on AIB's right to take certain other actions as a shareholder of M&T without the approval of the Board of Directors of M&T except under limited circumstances; AIB's right to maintain its proportionate ownership of M & T; restrictions on the ability of AIB to sell its shares of M&T common stock received pursuant to the Acquisition Agreement; and M&T's right to purchase shares of M&T common stock owned by AIB that are subsequently offered for sale by AIB in certain cases. ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). /s/: William M. Kinsella April 10, 2003 -------------------------------- -------------- **Signature of Reporting Persons Date NOTE. File three copies of this Form, one of which must be manually signed. If space provided is insufficient, SEE Instruction 6 for procedure. Page 2 SEC 1473 (8-92) SEC 1474 (3/91) -----END PRIVACY-ENHANCED MESSAGE-----