-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, cUatz8P1llyRp7nugzlT87DVd8RslUQjjHEtFlnKDMZe6TG/pg76D+Xk0aahkhI+ e2vZqkM0MkTwFOJWOza/OQ== 0000950131-95-000297.txt : 19950515 0000950131-95-000297.hdr.sgml : 19950515 ACCESSION NUMBER: 0000950131-95-000297 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950213 SROS: NASD GROUP MEMBERS: FIRST CHICAGO CORP GROUP MEMBERS: FIRST CHICAGO FINANCIAL CORPORATION GROUP MEMBERS: FIRST CHICAGO INVESTMENT CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON HOMES INC CENTRAL INDEX KEY: 0000104834 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 520818872 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42891 FILM NUMBER: 95509325 BUSINESS ADDRESS: STREET 1: 1802 BRIGHTSEAT RD CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 3017728900 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHICAGO CORP CENTRAL INDEX KEY: 0000036161 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 362669970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ONE FIRST NATL PLZ MAIL STE 0287 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 SC 13G/A 1 SCHEDULE 13GAMEND. NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* WASHINGTON HOMES, INC. ---------------------- (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 938864 10 5 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [_]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 938864 10 5 13G Page 2 of 7 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Investment Corporation 36-2727230 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 714,980 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 714,980 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 714,980 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 9.27%; however, as described herein, the Non-voting Common Stock held by First Chicago Investment Corporation is only convertible into Voting Common Stock under certain limited circumstances. - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP No. 938864 10 5 13G Page 3 of 7 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Financial Corporation 36-2793711 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through a wholly-owned subsidiary as described herein. See Item 4. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP No. 938864 10 5 13G Page 4 of 7 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Corporation 36-2669970 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through one or more subsidiaries as described herein. See Item 4 hereof. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC CO - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: -------------- Washington Homes, Inc. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1802 Brightseat Road Landover, Maryland 20785-4235 Item 2(a). Name of Person Filing: --------------------- First Chicago Corporation ("FCC") is filing this statement on behalf of itself and First Chicago Investment Corporation ("FCIC") and First Chicago Financial Corporation ("FCFC"), subsidiaries of FCC. The agreement of FCC, FCIC and FCFC to file joint disclosure statements on Schedule 13G was filed previously as Exhibit A hereto. Item 2(b). Address of Principal Business Office: ------------------------------------ For FCC, FCIC and FCFC: One First National Plaza Chicago, Illinois 60670 Item 2(c). Citizenship: ----------- FCIC is a corporation organized under the laws of the State of Illinois. FCC and FCFC are corporations organized under the laws of the State of Delaware. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock (the "Common Stock") Item 2(e). CUSIP Number ------------ 938864 10 5 Item 3. Type of Person Filing: --------------------- Not applicable. Item 4. Ownership: --------- (a)-(b) FCIC owns 714,980 shares of the Company's Non-voting Common Stock (the "Non-voting Common"). The Common Stock and Non-voting Common Stock are equal in all respects except that the Common Stock has voting rights and the Non-voting Common Stock does not. The Non-voting Common Stock is convertible into Common Stock at the option of the holder thereof on a share-for-share basis in connection with the occurrence of certain events including: (i) a public offering or public sale of the Company's securities; (ii) a sale of the Company's securities to any person or group of persons if, after such sale, such person or group of persons in the aggregate would own or control securities which possess in the aggregate the ordinary voting power to elect a majority of the Company's directors; (iii) a sale of securities of the Company to a person or group of persons if, after such sale, such person or group of persons would not, in the aggregate, own, control, or have the right to acquire more than two percent of the outstanding securities of any class of voting securities of the Company; or (iv) a merger, consolidation, or similar transactions involving the Company if, after such transaction, the person or group of persons in the aggregate would own or control securities which possess the aggregate of the ordinary voting power to elect the majority of the surviving corporation's directors. FCIC is prohibited by law from owning more than 5% of the Common Stock of the Company. FCC may be deemed to own shares of Common Stock through its direct ownership of FCFC and its indirect ownership of FCIC. FCFC may be deemed to own shares of Common Stock solely through its direct ownership of FCIC. FCC may also be deemed to beneficially own 2,500 shares of Common held by a subsidiary, The First National Bank of Chicago ("FNBC"), solely in a fiduciary capacity. (c) FNBC has sole voting power over the shares held by it. See also items 5 and 9 and item 11 on pages two, three and four hereof. Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company: ---------------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Member of the Group: -------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. Signature: - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1995 FIRST CHICAGO CORPORATION /s/ Maurice E. Moore By: _______________________ Maurice E. Moore Senior Vice President and Treasurer -----END PRIVACY-ENHANCED MESSAGE-----