-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, Cx7YKw/HRE5X18BjiAMMIIbPTRJe1olUXYYRaxRFf5zBjV4qvvF1oo7hy4gohym4 drjOstdOKUweDXexA2Jjag== 0000950131-95-000287.txt : 19950515 0000950131-95-000287.hdr.sgml : 19950515 ACCESSION NUMBER: 0000950131-95-000287 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950213 SROS: NASD GROUP MEMBERS: FIRST CHICAGO CORP GROUP MEMBERS: FIRST CHICAGO FINANCIAL CORPORATION GROUP MEMBERS: FIRST CHICAGO INVESTMENT CORPORATION SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: USA MOBILE COMMUNICATIONS HOLDINGS INC CENTRAL INDEX KEY: 0000929544 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 311358569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43905 FILM NUMBER: 95509304 BUSINESS ADDRESS: STREET 1: 11300 CORNELL PARK DR CITY: CINCINNATI STATE: OH ZIP: 45242 BUSINESS PHONE: 5134890122 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHICAGO CORP CENTRAL INDEX KEY: 0000036161 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 362669970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST NATL PLZ MAIL STE 0287 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 SC 13G 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* USA MOBILE COMMUNICATIONS HOLDINGS, INC. ---------------------------------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 90329B 10 0 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 90329B 10 0 13G Page 2 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Investment Corporation 36-2727230 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 913,360 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 913,360 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 913,360 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 8.56%; however, as described herein, the Non-voting Common Stock held by First Chicago Investment Corporation is only convertible into Voting Common Stock under certain limited circumstances. - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP No. 90329B 10 0 13G Page 3 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Financial Corporation 36-2793711 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through a wholly-owned subsidiary as reported herein. See Item 4. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP NO. 90329B 10 0 13G Page 4 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Corporation 36-2669970 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through one or more subsidiaries as reported herein. See Item 4. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO HC - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: -------------- USA Mobile Communications Holdings, Inc. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 11300 Cornell Park Drive Cincinnati, Ohio 45242 Item 2(a). Name of Person Filing: --------------------- First Chicago Corporation ("FCC") is filing this statement on behalf of itself and First Chicago Investment Corporation ("FCIC") and First Chicago Financial Corporation ("FCFC"), subsidiaries of FCC. Exhibit A attached hereto contains the agreement of FCIC, FCFC and FCC to file joint disclosure statements on Schedule 13G. Item 2(b). Address of Principal Business Office: ------------------------------------ For FCC, FCFC and FCIC: One First National Plaza Chicago, Illinois 60670 Item 2(c). Citizenship: ----------- FCC, FCFC and FCIC are corporations organized under the laws of the State of Delaware. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock (the "Common") Item 2(e). CUSIP Number ------------ 90329B 10 0 Item 3. Type of Person Filing: --------------------- Not applicable. Item 4. Ownership: --------- (a)-(b) FCIC owns 392,039 shares of the Company's Common. FCIC also owns 521,591 shares of the Company's non-voting Common Stock (the "Non-voting Common"). The Non-voting Common is convertible on a share-for-share basis into the Common unless such conversion is prohibited by the Bank Holding Company Act of 1956 and the regulations issued thereunder (the "BHCA"). FCIC is prohibited under the BHCA from owning more than 5% of the Common of the Company. Assuming the conversion of the Non-voting Common held by FCIC, FCIC would be deemed to beneficially own 8.56% of the outstanding Common. FCC may be deemed to beneficially own the shares held by FCIC solely through its ownership of FCFC and its indirect ownership of FCIC. FCFC may be deemed to own shares of Common solely through its ownership of FCIC. (c) See items 5 through 9 and item 11 on pages two, three and four hereof. Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company: ---------------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Member of the Group: -------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 10, 1995 FIRST CHICAGO INVESTMENT CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President FIRST CHICAGO FINANCIAL CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Treasurer FIRST CHICAGO CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President and Chief Financial Officer EXHIBIT A AGREEMENT --------- The undersigned hereby agree, pursuant to (S)240.13d-1(f)(1), that the statement on Schedule 13G (including all amendments thereto) to which this Agreement is attached is to be filed on behalf of each of the undersigned and that First Chicago Corporation may file a Schedule 13G under the Securities Exchange Act of 1934, and all amendments to such Schedule, with respect to shares of Common Stock of USA Mobile Communications Holdings, Inc. Date: February 10, 1995 FIRST CHICAGO INVESTMENT CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President FIRST CHICAGO FINANCIAL CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Treasurer FIRST CHICAGO CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----