-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, PlRuW3lelpjjIA3vxeSuYa2wKY7SsUTZwEy5fHeGgDOm1isfStm11G42QAJLlWF4 xMD5zNiy7jjn46UP133WCg== 0000950131-94-000194.txt : 19940216 0000950131-94-000194.hdr.sgml : 19940216 ACCESSION NUMBER: 0000950131-94-000194 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19940214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WASHINGTON HOMES, INC. CENTRAL INDEX KEY: 0000104834 STANDARD INDUSTRIAL CLASSIFICATION: 1531 IRS NUMBER: 520818872 STATE OF INCORPORATION: MD FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 34 SEC FILE NUMBER: 005-42891 FILM NUMBER: 94507951 BUSINESS ADDRESS: STREET 1: 1802 BRIGHTSEAT RD CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 3017728900 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST CHICAGO CORP CENTRAL INDEX KEY: 0000036161 STANDARD INDUSTRIAL CLASSIFICATION: 6021 IRS NUMBER: 362669970 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE FIRST NATL PLZ MAIL STE 0287 CITY: CHICAGO STATE: IL ZIP: 60670 BUSINESS PHONE: 3127324000 SC 13G 1 SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. _____)* WASHINGTON HOMES, INC. ---------------------- (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 938864 10 5 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [X]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 938864 10 5 13G Page 2 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Investment Corporation 36-2727230 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 714,980 shares SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 714,980 shares PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 714,980 shares - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 9.27%; however, as described herein, the Non-voting Common Stock held by First Chicago Investment Corporation is only convertible into Voting Common Stock under certain limited circumstances. - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP No. 938864 10 5 13G Page 3 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Financial Corporation 36-2793711 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through a wholly-owned subsidiary as described herein. See Item 4. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ CUSIP No. 938864 10 5 13G Page 4 of 8 Pages - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Chicago Corporation 36-2669970 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF -0- SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 -0- OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING -0- PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 None except indirectly through one or more subsidiaries as described herein. See Item 4 hereof. - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11 -0- - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 HC CO - ------------------------------------------------------------------------------ Item 1(a). Name of Issuer: -------------- Washington Homes, Inc. (the "Company") Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1802 Brightseat Road Landover, Maryland 20785-4235 Item 2(a). Name of Person Filing: --------------------- First Chicago Corporation ("FCC") is filing this statement on behalf of itself and First Chicago Investment Corporation ("FCIC") and First Chicago Financial Corporation ("FCFC"), subsidiaries of FCC. Exhibit A attached hereto contains the aggreement of FCC, FCIC and FCFC to file joint disclosure statements on Schedule 13G. Item 2(b). Address of Principal Business Office: ------------------------------------ For FCC, FCIC and FCFC: One First National Plaza Chicago, Illinois 60670 Item 2(c). Citizenship: ----------- FCIC is a corporation organized under the laws of the State of Illinois. FCC and FCFC are corporations organized under the laws of the State of Delaware. Item 2(d). Title of Class of Securities: ---------------------------- Common Stock (the "Common Stock") Item 2(e). CUSIP Number ------------ 938864 10 5 Item 3. Type of Person Filing: --------------------- Not applicable. Item 4. Ownership: --------- (a)-(b) FCIC owns 714,980 shares of the Company's Non-voting Common Stock (the "Non-voting Common"). The Common Stock and Non-voting Common Stock are equal in all respects except that the Common Stock has voting rights and the Non-voting Common Stock does not. The Non-voting Common Stock is convertible into Common Stock at the option of the holder thereof on a share-for-share basis in connection with the occurrence of certain events including: (i) a public offering or public sale of the Company's securities; (ii) a sale of the Company's securities to any person or group of persons if, after such sale, such person or group of persons in the aggregate would own or control securities which possess in the aggregate the ordinary voting power to elect a majority of the Company's directors; (iii) a sale of securities of the Company to a person or group of persons if, after such sale, such person or group of persons would not, in the aggregate, own, control, or have the right to acquire more than two percent of the outstanding securities of any class of voting securities of the Company; or (iv) a merger, consolidation, or similar transactions involving the Company if, after such transaction, the person or group of persons in the aggregate would own or control securities which possess the aggregate of the ordinary voting power to elect the majority of the surviving corporation's directors. FCIC is prohibited by law from owning more than 5% of the Common Stock of the Company. FCC may be deemed to own shares of Common Stock through its direct ownership of FCFC and its indirect ownership of FCIC. FCFC may be deemed to own shares of Common Stock solely through its direct ownership of FCIC. (c) See items 5 and 9 and item 11 on pages two, three and four hereof. Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: ---------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On by the Parent Holding Company: ---------------------------------------------------------------------- Not applicable. Item 8. Identification and Classification of Member of the Group: -------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. Signature: - --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 11, 1994 FIRST CHICAGO CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President and Chief Financial Officer FIRST CHICAGO INVESTMENT CORPORATION /s/ Robert A. Rosholt By: ________________________ Robert A. Rosholt Executive Vice President FIRST CHICAGO FINANCIAL CORPORATION /s/ Robert A. Rosholt By: ________________________ Robert A. Rosholt Treasurer EXHIBIT A AGREEMENT --------- The undersigned hereby agree, pursuant to (S)240.13d-1(f)(1), that the statement on Schedule 13G (including all amendments thereto) to which this Agreement is attached is to be filed on behalf of each of the undersigned and that First Chicago Corporation may file a Schedule 13G under the Securities Exchange Act of 1934, and all amendments to such Schedule, with respect to shares of Common Stock of Washington Homes, Inc.. Date: February 11, 1994 FIRST CHICAGO CORPORATION /s/ Robert A. Rosholt By: _______________________ Robert A. Rosholt Executive Vice President and Chief Financial Officer FIRST CHICAGO INVESTMENT CORPORATION /s/ Robert A. Rosholt By: ________________________ Robert A. Rosholt Executive Vice President FIRST CHICAGO FINANCIAL CORPORATION /s/ Robert A. Rosholt By: ________________________ Robert A. Rosholt Treasurer -----END PRIVACY-ENHANCED MESSAGE-----