-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QVYAlKRL5/hZM5l8jv+/mnJL6Dd7aYjirugh4lNthZj6gGHxK1ZbHcAqf5FggKw2 hk5Ku7Omw+YEOngd18s69A== 0000914121-99-000665.txt : 19990712 0000914121-99-000665.hdr.sgml : 19990712 ACCESSION NUMBER: 0000914121-99-000665 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990709 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ARCH COMMUNICATIONS GROUP INC /DE/ CENTRAL INDEX KEY: 0000915390 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 311358569 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-14248 FILM NUMBER: 99661951 BUSINESS ADDRESS: STREET 1: 1800 W PARK DR STREET 2: STE 250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5088706700 MAIL ADDRESS: STREET 1: 1800 W PARK DR STREET 2: STE 250 CITY: WESTBOROUGH STATE: MA ZIP: 01581 FORMER COMPANY: FORMER CONFORMED NAME: USA MOBILE COMMUNICATIONS HOLDINGS INC /DE/ DATE OF NAME CHANGE: 19950519 COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] OWNER IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: ELEVEN MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10010-3629 BUSINESS PHONE: 2123252000 MAIL ADDRESS: STREET 1: ELEVEN MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 4 1 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP - ----------------------------- FORM 4 [X] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) - ----------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ------------------------------------- OMB Approval - ------------------------------------- OMB Number: 3235-0287 Expires: September 30, 2001 Estimated average burden hours per response...0.5 - -------------------------------------
- --------------------------------------------------- ------------------------------------------------------ ------------------------- 1. Name and Address of 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer Reporting Person* (Check all applicable) __ Director X 10% Owner __ Officer (give title below) __ Other (specify below) Credit Suisse First Boston, Arch Communications Group, Inc. on behalf of Credit Suisse The trading symbol on the NASDAQ First Boston National Market is "APGR" business unit - ------------------------------------------------------------------------------------------------------------------------------------ (Last) (First) (Middle) 3. I.R.S. or Social 4. Statement for 7. Individual or Joint/Group Filing Security Number of Month/Year (Check Applicable Line) Reporting Person X Form Filed by One Reporting Person (Voluntary) June 1999 __ Form Filed by More than One Reporting Person Uetlibergstrasse 231, P.O. Box CH-8045 - ------------------------------------------- ------------------ (Street) 5. If Amendment, Date of Original (Month/Year) Zurich, Switzerland - ------------------------------------------------------------------------------------------------------------------------------------ (City) (State) (Zip) Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------ ------------- ----------------- --------------------------------------------------------- 1. Title of Security 2. Trans- 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Code (Instr. or Disposed of (D) Securities Form: Indirect Date 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial (Month/ Owned at End or Indirect Ownership Day/ of Month (I) (Instr. 4) Year) (Instr. 3 (Instr. 4) and 4) - ------------------------------------------------------------------------------------------------------------------------------------ Code V Amount (A) or (D) Price - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/04/99 S 30,000 D $2.64 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/09/99 S 250,000 D $2.82 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/10/99 S 250,000 D $2.97 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/11/99 S 2,000,000 D $3.35 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/11/99 S 1,500,000 D $3.24 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/11/99 S 500,000 D $3.11 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/11/99 S 180,000 D $3.53 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/18/99 B 150,000 A $3.14 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/21/99 S 500,000 D $3.03 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/23/99 S 1,000,000 D $3.18 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/25/99 S 100,000 D $3.18 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock, par value $0.01 per share 6/25/99 S 300,000 D $2.94 13,512,957 I See Exhibit I - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v).
FORM 4 (continued) Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date 7. Title 8. Price 9. Number 10. Owner- 11. Nature of of sion or action action Derivative Exer- and of of ship Indirect Deri- Exercise Date Code Securities cisable Amount Deri- Deri- Form Beneficial vative Price of (Instr. Acquired (A) and Expi- of vative vative of Deri- Ownership Secu- Deri- (Month/ 8) or Disposed ration Under- Secu- Secu- vative (Instr. 4) rity vative Day/ of (D) Date Lying rity rities Security: (Instr. Security Year) (Instr. 3, (Month/ Securi- (Instr. Benefi- Direct 3) 4, and 5) Day/ ties 5) cially (D) or Year) (Instr. Owned Indirect 3 and 4) at End (I) of (Instr. Month 4) (Instr. 4) -------------------------------------------------- Code V (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares --------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: None ** Intentional misstatements or omissions of /s/ William W. Chandler 7/9/99 facts constitute Federal Criminal -------------------------------------------- ------------------------------ Violations. ** Signature of Reporting Person Date See 18 U.S.C. and 15 U.S.C. 78ff(a). Name: William W. Chandler Title: Director Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless form displays a currently valid OMB number.
EXHIBIT I TO FORM 4 NAME AND REGISTERED ADDRESS OF REPORTING PERSON Credit Suisse First Boston, on behalf of Credit Suisse First Boston business unit Uetlibergstrasse 231, P.O. Box CH-8045 Zurich, Switzerland ISSUER NAME AND TICKER OR TRADING SYMBOL Arch Communications Group, Inc. The trading symbol on the NASDAQ National Market is "APGR". EXPLANATION OF RESPONSES This Form 4 is being filed by Credit Suisse First Boston (the "Bank"), a Swiss bank, on behalf of itself and its consolidated subsidiaries, to the extent that they constitute part of the Credit Suisse First Boston business unit (the "CSFB business unit" or the "Reporting Person") to report changes in beneficial ownership of common stock of Arch Communications Group, Inc. that occurred as a result of open-market transactions. The CSFB business unit is engaged in the corporate and investment banking, trading (equity, fixed income and foreign exchange), private equity investment and derivatives businesses on a worldwide basis. The Bank and its consolidated subsidiaries engage in other separately managed activities, most of which constitute the independently operated Credit Suisse Asset Management business unit; the Credit Suisse Asset Management business unit provides asset management and investment advisory services to institutional investors worldwide. Credit Suisse First Boston Corporation ("CSFBC"), a Massachusetts corporation, a broker-dealer registered under Section 15 of the Securities Exchange Act of 1934, as amended, and an indirect wholly-owned subsidiary of the Bank, directly beneficially owns the securities reported herein. The principal business offices of CSFBC are 11 Madison Avenue, New York, New York, 10010. The ultimate parent company of the Bank is Credit Suisse Group ("CSG"), a corporation formed under the laws of Switzerland. The principal business of CSG is acting as a holding company for a global financial services group with five distinct specialized business units that are independently operated. In addition to the two business units referred to above, CSG and its consolidated subsidiaries (other than the Bank and its subsidiaries) are comprised of (a) the Credit Suisse Private Bank business unit that engages in global private banking business; (b) the Credit Suisse business unit that engages in the Swiss domestic banking business; and (c) the Winterthur business unit that engages in the global insurance business. CSG's business address is Nuschelerstrasse 1, CH-8070, Zurich, Switzerland. CSG, for purposes of federal securities laws, may be deemed ultimately to control the Bank and the CSFB business unit. CSG, its executive officers and directors, and its direct and indirect subsidiaries (including all of the business units except the CSFB business unit), may beneficially own shares of common stock, and such shares are not reported in this statement. Due to the separate management and independent operation of its business units, CSG disclaims beneficial ownership of shares of common stock beneficially owned by its direct and indirect subsidiaries, including the Reporting Person. The Reporting Person disclaims beneficial ownership of shares of common stock beneficially owned by CSG and any of CSG's and the Bank's other business units. -----END PRIVACY-ENHANCED MESSAGE-----