-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PN4bYlmWCDN/W/QEs9V5lHNNVzdyLKKacnjPY1oIAZSn3KTBFssHx5Ht5dNmPIip ssXbylgfds5tpnW8wr2YjA== 0000036121-97-000008.txt : 19970222 0000036121-97-000008.hdr.sgml : 19970222 ACCESSION NUMBER: 0000036121-97-000008 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY MATERIALS INC /DE/ CENTRAL INDEX KEY: 0000912841 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569] IRS NUMBER: 061236302 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42609 FILM NUMBER: 97530609 BUSINESS ADDRESS: STREET 1: 7 COMMERCE DR CITY: DANBURY STATE: CT ZIP: 06810 BUSINESS PHONE: 2037941100 MAIL ADDRESS: STREET 1: 7 COMMERCE DR CITY: DANBURY STATE: CT ZIP: 06810 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 55 E 52ND ST STREET 2: PARK AVE PLZ CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: 2129092000 MAIL ADDRESS: STREET 1: 55 E 52ND ST CITY: NEW YORK STATE: NY ZIP: 10055-0186 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 SC 13G 1 OMB APPROVAL UNITED STATES OMB Number: 3235-0145 SECURITIES AND EXCHANGE COMMISSION Expires: Washington, D.C. 20549 Estimated average burden hours per response . . . 14.90 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Advanced Technology Materials Inc. (Name of Issuer) Common Stock, par value $0.01 (Title of Class of Securities) 00754X105 (CUSIP Number) Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2/92) CUSIP No. 00754X105 13G 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON CREDIT SUISSE FIRST BOSTON, INC. 13-2853402 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF 5 SOLE VOTING POWER - -0- Shares of Common Stock, no par value SHARES BENEFICIALLY OWNED BY EACH 6 SHARED VOTING POWER - -0- REPORTING PERSON WITH 7 SOLE DISPOSITIVE POWER 189,500 Shares of Common Stock, no par value 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 189,500 Shares of Common Stock, no par value 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.6% 12 TYPE OF REPORTING PERSON* HC *SEE INSTRUCTION BEFORE FILLING OUT! Amendment No. 1 This Amendment No. 1, dated February 1997, amends a Schedule 13G previously filed by CS First Boston, Inc. on February 9, 1994 (the "Schedule 13G") and relates to the Common Stock, par value $0.01 per share (the "Shares"), of Advanced Technology Materials Inc. Except as provided otherwise, the information set forth herein is as of December 31, 1996. All capitalized terms used and not otherwise defined herein shall have the meanings ascribed to such terms in the Schedule 13G. Item(s) 2(a), (b), (c), 4, 5, 7 are hereby replaced by the following. Item 2. (a) Name of Person Filing: CREDIT SUISSE FIRST BOSTON, INC. (b) Address of Principal Business Office: 11 Madison Avenue, New York, NY 10010 (c) Citizenship: Delaware Item 4. Ownership* (a) Amount Beneficially Owned: 189,500 Shares of Common Stock, no par value (b) Percent of Class: 2.6% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote - -0- Shares of Common Stock, no par value (ii) shared power to vote or to direct the vote - -0- (iii) sole power to dispose or to direct the disposition of 189,500 Shares of Common Stock, no par value (iv) shared power to dispose or to direct the disposition of - -0- Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following X . * The ultimate parent company of Credit Suisse First Boston, Inc. (formerly known as CS First Boston, Inc.) ("CSFBI) is Credit Suisse Group (formerly known as CS Holding) ("CSG"). CSG, for purposes of federal securities laws, may be deemed ultimately to control CSFBI. CSG, its executive officers and directors and its direct and indirect subsidiaries, in addition to CSFBI, may beneficially own shares of the issuer and such shares are not reported in this statement. CSG disclaims beneficial ownership of shares beneficially owned by its direct and indirect subsidiaries, including CSFBI. Effective January 1, 1997, CSG reorganized its corporate structure. Pursuant to the reorganization, a direct Swiss bank subsidiary of CSG, Credit Suisse First Boston (formerly known as Credit Suisse), became the sole shareholder of CSFBI. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/13/97 Date CREDIT SUISSE FIRST BOSTON, INC. Signature Lori M. Russo / Corporate Secretary Name/Title 70350078.CTD Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----