13F-HR/A 1 csfb13fdec99amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR DECEMBER 1999 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON February 15, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON February 14, 2001. CHECK HERE IF AMENDMENT ( X ); AMENDMENT NUMBER: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) ADDS NEW HOLDINGS ENTRIES Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York June 3, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: $ 430,763 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALLEGHENY TECHNOLOGIES INC COM 01741R102 33565 1495950 SH DEFINED 03 1495950 0 0 AMERICAN NATL CAN GROUP INC COM 027714104 2640 240000 SH DEFINED 03 240000 0 0 AMFM INC COM 001693100 31300 400000 SH DEFINED 03 400000 0 0 AVTEAM INC CL A 054527205 5184 987360 SH DEFINED 03 987360 0 0 BANKNORTH GROUP INC DEL COM 06646L100 4967 185700 SH DEFINED 03 185700 0 0 CITIZENS UTILS CO DEL CL B 177342201 7094 500000 SH DEFINED 03 500000 0 0 CTC COMMUNICATIONS GROUP INC COM 126419100 4844 124200 SH DEFINED 03 124200 0 0 DII GROUP INC COM 232949107 28205 397600 SH DEFINED 03 397600 0 0 LIMITED INC COM 532716107 37586 867800 SH DEFINED 03 867800 0 0 OAK INDS INC COM NEW 671400505 21405 201700 SH DEFINED 03 201700 0 0 OPTICAL COATING LAB INC COM 683829105 45698 155700 SH DEFINED 03 155700 0 0 PIMCO ADVISORS HLDGS L P UT LTD PART INT 69338P102 9610 255000 SH DEFINED 03 255000 0 0 RAYTHEON CO CL A 755111309 620 25000 SH DEFINED 03 25000 0 0 SAUER INC COM 804137107 9596 1066200 SH DEFINED 03 1066200 0 0 SPINNAKER EXPL CO COM 84855W109 3141 285500 SH DEFINED 03 285500 0 0 SPRINT CORP COM FON GROUP 852061100 5385 80000 SH DEFINED 03 80000 0 0 U S WEST INC NEW COM 91273H101 92520 1285000 SH DEFINED 03 1285000 0 0 USINTERNETWORKING INC SUB CV 144A7%04 917311AE2 87395 30045000 SH DEFINED 03 0 0 30045000 WARNER LAMBERT CO COM 934488107 8 100 SH DEFINED 03 100 0 0