-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L1Q9HhNg2fQOQjYzOEH7WjvVugUUPImJDTcOOdwwt1vwAqxK/DaUu4tFG2k8d3Ep J6kzbedv/FSmYzGALasGBA== 0000036121-03-000033.txt : 20030603 0000036121-03-000033.hdr.sgml : 20030603 20030603113124 ACCESSION NUMBER: 0000036121-03-000033 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 20030603 EFFECTIVENESS DATE: 20030603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03729396 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fjun99amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR JUNE 1999 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1999 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON August 16, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON August 15, 2000. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York June 3, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: $ 736,181 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ALZA CORP DEL COM 022815108 35267 693200 SH DEFINED 03 693200 0 0 AMERICA WEST HOLDG CORP CL B 023657208 1988 116959 SH DEFINED 03 116959 0 0 AMERICAN BANKERS INS GROUP INC COM 024456105 81672 1500300 SH DEFINED 03 1500300 0 0 ASIA PACIFIC RES INTL HLDG LTD CL A G05345106 2465 2075000 SH DEFINED 03 2075000 0 0 AVTEAM INC CL A 054527205 6297 950460 SH DEFINED 03 950460 0 0 BROADCAST COM INC COM 111310108 50327 376800 SH DEFINED 03 376800 0 0 EXPRESS SCRIPTS INC CL A 302182100 19328 321126 SH DEFINED 03 321126 0 0 GOLDEN ST BANCORP INC WT EXP 082100 381197128 25093 2056000*SH DEFINED 03 0 0 0 HONEYWELL INC COM 438506107 70139 605300 SH DEFINED 03 605300 0 0 INCO LTD COM 453258402 5949 424900 SH DEFINED 03 424900 0 0 LIMITED INC COM 532716107 75860 1671836 SH DEFINED 03 1671836 0 0 NALCO CHEM CO COM 629853102 10583 204000 SH DEFINED 03 204000 0 0 OUTDOOR SYS INC COM 690057104 2008 55000 SH DEFINED 03 55000 0 0 RAYTHEON CO CL A 755111309 8664 125800 SH DEFINED 03 125800 0 0 REPUBLIC N Y CORP COM 760719104 37503 550000 SH DEFINED 03 550000 0 0 SAUER INC COM 804137107 6143 1228600 SH DEFINED 03 1228600 0 0 TCA CABLE TV INC COM 872241104 33225 600000 SH DEFINED 03 600000 0 0 TRANSAMERICA CORP COM 893485102 253830 3384400 SH DEFINED 03 3384400 0 0 VODAFONE GROUP PLC SPONSORED ADR 92857T107 9840 49950 SH DEFINED 03 49950
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