-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KjeQFGnYv+s2whG8X/HoMt5FgsyQB1rQ813U6pksLTMewSBGg7qoDK0QYJTaL6Wh x1Ct8Nvk8Fl6jWJ5rju5sQ== 0000036121-03-000032.txt : 20030603 0000036121-03-000032.hdr.sgml : 20030603 20030603113034 ACCESSION NUMBER: 0000036121-03-000032 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 20030603 EFFECTIVENESS DATE: 20030603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03729391 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fmar99amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR MARCH 1999 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON May 17, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON May 16, 2000. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York June 3, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $ 1,338,017 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEROQUIP-VICKERS INC COM 007869100 4946 86300 SH DEFINED 03 86300 0 0 AGOURON PHARMACEUTICALS INC COM 008488108 16969 300000 SH DEFINED 03 300000 0 0 AIRTOUCH COMMUNICATIONS INC COM 00949T100 219725 2274000 SH DEFINED 03 2274000 0 0 AMERICA WEST HLDG CORP CL B 023657208 3926 205959 SH DEFINED 03 205959 0 0 AMERICAN BANKERS INS GROUP INC COM 024456105 72800 1400000 SH DEFINED 03 1400000 0 0 AMERICAN STORES CO NEW COM 030096101 124410 3770000 SH DEFINED 03 3770000 0 0 AVTEAM INC CL A 054527205 6199 1340260 SH DEFINED 03 1340260 0 0 BANKERS TR CORP COM 066365107 80837 916000 SH DEFINED 03 916000 0 0 DELTA & PINE LD CO COM 247356106 15452 502500 SH DEFINED 03 502500 0 0 EXCITE INC COM 300904109 47991 343100 SH DEFINED 03 343100 0 0 GOLDEN ST BANCORP INC WT EXP 082100 381197128 31349 2050000 SH DEFINED 03 0 0 0 INTIMATE BRANDS INC CL A 461156101 17137 356100 SH DEFINED 03 356100 0 0 JACOR COMMUNICATIONS INC CL A 469858401 84838 1117200 SH DEFINED 03 1117200 0 0 KNOLL INC COM 498904101 6156 250000 SH DEFINED 03 250000 0 0 LIMITED INC COM 532716107 125025 3155200 SH DEFINED 03 3155200 0 0 MCDERMOTT J RAY S A COM P64658100 317 10600 SH DEFINED 03 10600 0 0 MEDIAONE GROUP INC COM 58440J104 5163 81300 SH DEFINED 03 81300 0 0 MEYER FRED INC DEL NEW COM 592907109 55166 937000 SH DEFINED 03 937000 0 0 MORTON INTL INC IND NEW COM 619335102 82096 2233900 SH DEFINED 03 2233900 0 0 NORTHEAST OPTIC NETWORK INC COM 664334109 6245 520421 SH DEFINED 03 520421 0 0 SAUER INC COM 804137107 6143 1228600 SH DEFINED 03 1228600 0 0 SUNDSTRAND CORP COM 867323107 92783 1335000 SH DEFINED 03 1335000 0 0 TRANSAMERICA CORP COM 893485102 189144 2664000 SH DEFINED 03 2664000 0 0 UNITED STATES FILTER CORP NEW COM NEW 911843209 32156 1050000 SH DEFINED 03 1050000 0 0 XYLAN CORP COM 984151100 11044 300000 SH DEFINED 03 300000 0 0
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