-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FMD0ZgZYW90nKxBcpGd6lwkcCU7t/1cDAHFT3zEYnZFvzYh0eqGKrRqkf5Z77X7w bVenDy+73eyR6NMo89GS5w== 0000036121-03-000031.txt : 20030603 0000036121-03-000031.hdr.sgml : 20030603 20030603113009 ACCESSION NUMBER: 0000036121-03-000031 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 20030603 EFFECTIVENESS DATE: 20030603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03729390 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fdec98amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR DECEMBER 1998 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1998 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON February 16, 1999 PURSUANT TO A REQUEST CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON February 15, 2000. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York June 3, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $ 846,318 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANTA CORP SAILS B 1/100 007942303 8824 689406 SH DEFINED 03 689406 0 0 AMERICA WEST HLDG CORP CL B 023657208 14476 1206359 SH DEFINED 03 1206359 0 0 AMERICA BANKERS INS GROUP INC COM 024456105 70163 1450400 SH DEFINED 03 1450400 0 0 AMERICAN STORES CO NEW COM 030096101 68134 1844600 SH DEFINED 03 1844600 0 0 AMOCO CORP COM 031905102 78022 1241200 SH DEFINED 03 1241200 0 0 ARTERIAL VASCULAR ENGR INC COM 043013101 7847 150000 SH DEFINED 03 150000 0 0 ASIA PACIFIC RES INTL HLDG LTD CL A G05345106 2233 3250 SH DEFINED 03 3250 0 0 AVTEAM INC CL A 054527205 5194 1340260 SH DEFINED 03 1340260 0 0 CRESTAR FINL CORP COM 226091106 62659 853200 SH DEFINED 03 853200 0 0 DEVELOPERS DIVERSIFIED RLTY CO SUB DB CONV 7% 99251591AA1 11553 10253000 SH DEFINED 03 0 0 10253000 EXXON CORP COM 302290101 24131 330000 SH DEFINED 03 330000 0 0 FUSION SYSTEMS CORP CONTGNT PMT RT 361129117 18 1818610 SH DEFINED 03 1818610 0 0 GOLDEN ST BANCORP INC WT EXP 082100 381197128 20297 2050000 SH DEFINED 03 0 0 0 HBO & CO COM 404100109 8033 280000 SH DEFINED 03 280000 0 0 JACOR COMMUNICATIONS INC WT EXP 091801 469858138 50869 6313663 SH DEFINED 03 0 0 0 LIMITED INC COM 532716107 78201 2685000 SH DEFINED 03 2685000 0 0 LOEWS CINEPLEX ENTMT CORP COM 540423100 5982 664695 SH DEFINED 03 664695 0 0 NORTHEAST OPTIC NETWORK INC COM 664334109 9983 1247921 SH DEFINED 03 1247921 0 0 RUBBERMAID INC COM 781088109 44776 1424300 SH DEFINED 03 1424300 0 0 SAUER INC COM 804137107 9891 1401 SH DEFINED 03 1401 0 0 SOFAMOR/DANEK GROUP INC COM 834005100 24350 200000 SH DEFINED 03 200000 0 0 SUNAMERICA INC COM 866930100 229069 2772900 SH DEFINED 03 2772900 0 0 THERMO FIBERGEN INC RT 88355U117 3090 882800 SH DEFINED 03 882800 0 0 UNUM CORP COM 903192102 8523 146000 SH DEFINED 03 146000 0 0
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