-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S6Gx5wf88WCEwiCIit8vHFHX9L1/UixJ/o9T0hfKNLBM5RW6rUvQfqA5XigyRdd4 OFXBKVExGvGTQHegMC0K3g== 0000036121-03-000029.txt : 20030603 0000036121-03-000029.hdr.sgml : 20030603 20030603112930 ACCESSION NUMBER: 0000036121-03-000029 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 20030603 EFFECTIVENESS DATE: 20030603 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03729387 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fjun98amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR JUNE 1998 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 1998 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON August 14, 1998 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON August 13, 1999. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York June 3, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 41 Form 13F Information Table Value Total: $ 1,256,477 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AFFILIATED CMNTY BANCORP INC COM 00818104 2103 58000 SH DEFINED 03 58000 0 0 AMERICA WEST HLDG CORP CL B 023657208 39011 1475799 SH DEFINED 03 1475799 0 0 AMERICA BANKERS INS GROUP INC COM 024456105 109428 1820000 SH DEFINED 03 1820000 0 0 BAY NETWORKS INC COM 072510100 25655 795500 SH DEFINED 03 795500 0 0 BENEFICIAL CORP COM 081721102 83911 550000 SH DEFINED 03 550000 0 0 CAMCO INTL INC COM 132632100 10318 132500 SH DEFINED 03 132500 0 0 CASTLE & COOKE INC NEW COM 148433105 5700 300000 SH DEFINED 03 300000 0 0 CENTRAL & SOUTH WEST CORP COM 152357109 9834 365900 SH DEFINED 03 365900 0 0 CIENA CORP COM 171779101 28710 413100 SH DEFINED 03 413100 0 0 CIRCON CORP COM 172736100 6108 400500 SH DEFINED 03 400500 0 0 CITIZENS UTILS CO DEL CL B 177342201 9752 1013159 SH DEFINED 03 1013159 0 0 DEVELOPERS DIVERSIFIED RLTY CO SUB DB CONV 7% 99251591AA1 12354 10242000 SH DEFINED 03 0 0 10242000 DSC COMMUNICATIONS CORP COM 233311109 74688 2500000 SH DEFINED 03 2500000 0 0 EQUITY ONE COM 294752100 2042 226862 SH DEFINED 03 226862 0 0 DEDERATED DEPT STORES INC DEL WT D EX 121901 31410H127 37951 1323400 SH DEFINED 03 1323400 0 0 FIELDCREST CANNON INC SUB DEB CV 6% 12 316549AB0 15313 16891000 SH DEFINED 03 0 0 16891000 FLORIDA EAST COAST INDS COM 340632108 14321 489600 SH DEFINED 03 489600 0 0 FLUKE CORP COM 343856100 8219 250000 SH DEFINED 03 250000 0 0 FUSION SYSTEMS CORP CONTGNT PMT RT 361129117 54 1754610 SH DEFINED 03 1754610 0 0 GENERAL RE CORP COM 370563108 43425 171300 SH DEFINED 03 171300 0 0 HA-LO INDS INC COM 404429102 2900 100000 SH DEFINED 03 100000 0 0 HUMANA INC COM 444859102 9044 290000 SH DEFINED 03 290000 0 0 LIMITED INC COM 532716107 13101 395500 SH DEFINED 03 395500 0 0 MAGNA GROUP COM 559214101 4238 75000 SH DEFINED 03 75000 0 0 MCDONALD & CO INVTS INC COM 580047108 4892 149100 SH DEFINED 03 149100 0 0 MCI COMMUNICATIONS CORP COM 552673105 389492 6708100 SH DEFINED 03 6708100 0 0 MID OCEAN LIMITED ORD CL A G61061100 36353 463100 SH DEFINED 03 463100 0 0 MONEY STORE INC COM 60934T101 34082 1000000 SH DEFINED 03 1000000 0 0 NATIONAL SURGERY CTRS INC COM 638044107 14532 500000 SH DEFINED 03 500000 0 0 PHYSIO-CONTROL INTL CORP COM 719431108 5263 200000 SH DEFINED 03 200000 0 0 SAUER INC COM 804137107 16938 1302900 SH DEFINED 03 1302900 0 0 SCHERER R P CORP DEL COM 806528105 26410 298000 SH DEFINED 03 298000 0 0 SLI INC COM 78442T108 2500 100000 SH DEFINED 03 100000 0 0 SOUTHERN NEW ENGLAND TELECOM COM 843485103 40086 612000 SH DEFINED 03 612000 0 0 TELXON CORP COM 879700102 6425 200000 SH DEFINED 03 200000 0 0 TRIANGLE PAC CORP DEL COM 895912103 4120 75000 SH DEFINED 03 75000 0 0 UNITED STATES SURGICAL CORP COM 912707106 91250 2000000 SH DEFINED 03 2000000 0 0 VIKING OFFICE PRODS COM 926913104 13219 424700 SH DEFINED 03 424700 0 0 VITALINK PHARMACY SVCS INC COM 92846E104 882 40000 SH DEFINED 03 40000 0 0 3DO CO COM 88553W105 1533 485600 SH DEFINED 03 485600 0 0 360 COMMUNICATIONS CO COM 885571109 320 10000 SH DEFINED 03 10000 0 0
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