-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D/TMEdWiCJxLVHC6R6/CHUzPy+EARBOhnzqLg/CwztgGcCYUIPOWRpKFVzX+v6Mo oeqqyezs4iMRC4J7M2+3Nw== 0000036121-03-000025.txt : 20030530 0000036121-03-000025.hdr.sgml : 20030530 20030530131554 ACCESSION NUMBER: 0000036121-03-000025 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20030530 EFFECTIVENESS DATE: 20030530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03725226 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fsep00amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR SEPTEMBER 2000 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON February 15, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON February 15, 2002. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York May 30, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $ 759,589 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACNIELSEN CORP COM 01741R102 15358 47350 SH DEFINED 03 47350 0 0 AMERICA ONLINE INC DEL COM 02364J104 8063 150000 SH DEFINED 03 150000 0 0 ASSOCIATES FIRST CAP CORP CL A 046008108 68400 1800000 SH DEFINED 03 1800000 0 0 AVTEAM INC CL A 054527205 1138 984790 SH DEFINED 03 984790 0 0 BESTFOODS COM 08658U101 160414 2205000 SH DEFINED 03 2205000 0 0 CENDANT CORP COM 151313103 8126 747200 SH DEFINED 03 747200 0 0 COASTAL CORP COM 190441105 70419 950000 SH DEFINED 03 950000 0 0 COBALT NETWORKS INC COM 19074R101 58 1000 SH DEFINED 03 1000 0 0 CONOCO INC CL A 208251306 914 35000 SH DEFINED 03 35000 0 0 DURA PHARMACEUTICALS INC COM 26632S109 7726 218400 SH DEFINED 03 218400 0 0 FLORIDA PROGRESS CORP COM 341109106 43938 830000 SH DEFINED 03 830000 0 0 GOLDEN ST BANCORP INC WT EXP 000000 381197136 1776 1775950 SH DEFINED 03 1775950 0 0 HERTZ CORP CL A 428040109 31750 1000000 SH DEFINED 03 1000000 0 0 IMPROVEMENT INC COM 45321E106 386 385600 SH DEFINED 0 0 0 INFINITY BROADCASTING CP NEW CL A 45662S102 98013 2970100 SH DEFINED 03 2970100 0 0 INTERMEDIA COMMUNICATIONS INC COM 458801107 147 5000 SH DEFINED 03 5000 0 0 LIMITED INC COM 532716107 1103 50000 SH DEFINED 03 50000 0 0 MALLINCKRODT INC NEW COM 561232109 59313 1300 SH DEFINED 03 1300 0 0 MORGAN J P & CO INC COM 616880100 37854 231700 SH DEFINED 03 231700 0 0 RAYTHEON CO CL A 755111309 4323 157900 SH DEFINED 03 157900 0 0 SAFEGUARD SCIENTIFICS INC SB NT CV 5%06 786449AE8 7165570207000 SH DEFINED 03 0 0 70207000 SAUER-DANFOSS INC COM 804137107 8530 1066200 SH DEFINED 03 1066200 0 0 SDL INC COM 784076101 12390 40000 SH DEFINED 03 40000 0 0 VOICESTREAM WIRELESS CORP COM 928615103 47795 411800 SH DEFINED 03 411800 0 0
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