-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CDXLijLsKPbcerMfrWMa8ashoLByLlZrM/gptnI/wUd2Ai0oiHU5xipjxP+w4dph DM6/eadl0ZHo8PXJYJ7rlg== 0000036121-03-000024.txt : 20030530 0000036121-03-000024.hdr.sgml : 20030530 20030530131516 ACCESSION NUMBER: 0000036121-03-000024 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20030530 EFFECTIVENESS DATE: 20030530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03725221 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fdec00amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR DECEMBER 2000 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON February 15, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON February 15, 2002. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York May 30, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 21 Form 13F Information Table Value Total: $ 448,497 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACNIELSEN CORP COM 004833109 7250 200000 SH DEFINED 03 200000 0 0 AT RD INC COM 04648K105 1107 492000 SH DEFINED 03 492000 0 0 CONOCO INC CL A 208251306 29 1000 SH DEFINED 03 1000 0 0 EMCOR GROUP INC SB NT CV 5.75%05 29084QAC4 16455 16054000 SH DEFINED 03 0 0 16054000 EMMIS COMMUNICATIONS CORP PFD CV SER A 291525202 22944 538455 SH DEFINED 03 538455 0 0 HARCOURT GEN INC COM 41163G101 29 500 SH DEFINED 03 500 0 0 HERTZ CORP CL A 428040109 55965 1640000 SH DEFINED 03 1640000 0 0 HONEYWELL INTL INC COM 438516106 88175 1863700 SH DEFINED 03 1863700 0 0 HOWELL CORP PFD A CV $3.50 443051206 11773 299644 SH DEFINED 03 299644 0 0 IMPROVEMENT INC COM 45321E106 145 385600 SH DEFINED 03 385600 0 0 INFINITY BROADCASTING CP NEW CL A 45662S102 95796 3429000 SH DEFINED 03 3429000 0 0 KEEBLER FOODS CO COM 487256109 42042 1014600 SH DEFINED 03 1014600 0 0 PSINET INC PFD C CV 6 3/4 74437C309 2181 444441 SH DEFINED 03 444441 0 0 QUAKER OATS CO COM 747402105 97 1000 SH DEFINED 03 1000 0 0 RAYTHEON CO CL A 755111309 4785 165000 SH DEFINED 03 165000 0 0 SAUER-DANFOSS INC COM 804137107 5331 1066200 SH DEFINED 03 1066200 0 0 SDL INC COM 784076101 15 100 SH DEFINED 03 100 0 0 SUNRISE ASSISTED LIVING INC SUB NT CV 5.5%02 86768KAC0 23998 25955000 SH DEFINED 03 0 0 25955000 VOICESTREAM WIRELESS CORP COM 928615103 47797 475000 SH DEFINED 03 475000 0 0 WESTERN GAS RES INC PFD CONV $2.625 958259301 22114 502135 SH DEFINED 03 502135 0 0 WILAMETTE INDS INC COM 969133107 469 10000 SH DEFINED 03 10000 0 0
-----END PRIVACY-ENHANCED MESSAGE-----