13F-HR/A 1 csfb13fsep01amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR SEPTEMBER 2001 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON November 14, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON November 14, 2002. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York May 27, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 19 Form 13F Information Table Value Total: $ 428,732 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANDERSON EXPL LTD COM 033901109 38440 1525400 SH DEFINED 03 1525400 0 0 BANCWEST CORP NEW COM 059790105 737 21100 SH DEFINED 03 21100 0 0 BARD C R INC COM 067383109 12194 237200 SH DEFINED 03 237200 0 0 C-MAC INDS INC COM 125920108 17934 899400 SH DEFINED 03 899400 0 0 CENTURYTEL INC COM 156700106 3 100 SH DEFINED 03 100 0 0 COMPAQ COMPUTER CORP COM 204493100 10388 1250000 SH DEFINED 03 1250000 0 0 GPU INC COM 36225X100 79098 1959800 SH DEFINED 03 1959800 0 0 INVERNESS MED TECHNOLOGY INC COM 461268104 18475 500000 SH DEFINED 03 500000 0 0 LOUIS DREYFUS NAT GAS CORP COM 546011107 3093 79500 SH DEFINED 03 79500 0 0 MITHCELL ENERGY & DEV CORP CL A 606592202 26513 529000 SH DEFINED 03 529000 0 0 NOVELLUS SYS INC LYON ZERO 144A 670008AA9 61579 62900000 SH DEFINED 03 62900000 0 0 RALSTON PURINA CO COM 751277302 68880 2100000 SH DEFINED 03 0 0 2100000 ROGERS WIRELESS COMMUNICATIONS CL B NON-VTG 775315104 2024 190000 SH DEFINED 03 190000 0 0 SANMINA COM 800907107 3 200 SH DEFINED 03 200 0 0 SENSORMATIC ELECTRS CORP COM 817265101 20043 850000 SH DEFINED 03 850000 0 0 TUCKER ANTHONY SUTRO COM 898647102 1504 63100 SH DEFINED 03 63100 0 0 ULTRAMAR DIAMOND SHAMROCK CORP COM 904000106 911 19000 SH DEFINED 03 19000 0 0 WILLAMETTE INDS INC COM 969133107 59612 1325000 SH DEFINED 03 1325000 0 0 YOUNG BROADCASTING INC CL A 987434104 7301 503200 SH DEFINED 03 503200 0 0