-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RYkIXgqZVCG+25XJxpsW0nr/foIDXx4fvklX+Qjkgql+GzOwxjUoCbsLctv/QF0R YkDIVhR2rZ9rynUX9UB8iw== 0000036121-03-000019.txt : 20030527 0000036121-03-000019.hdr.sgml : 20030526 20030527165811 ACCESSION NUMBER: 0000036121-03-000019 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20030527 EFFECTIVENESS DATE: 20030527 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CREDIT SUISSE FIRST BOSTON INC CENTRAL INDEX KEY: 0000036121 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 132853402 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02205 FILM NUMBER: 03720217 BUSINESS ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: 2123254492 MAIL ADDRESS: STREET 1: ONE MADISON AVE CITY: NEW YORK STATE: NY ZIP: 10010-3629 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON INC DATE OF NAME CHANGE: 19931118 FORMER COMPANY: FORMER CONFORMED NAME: CS FIRST BOSTON GROUP INC/DE DATE OF NAME CHANGE: 19931029 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BOSTON INC /DE/ DATE OF NAME CHANGE: 19881222 13F-HR/A 1 csfb13fjun01amd.txt CREDIT SUISSE FIRST BOSTON 13F AMENDMENT FILING FOR JUNE 2001 Form 13F Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON August 15, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH THAT REQUEST EXPIRED ON August 15, 2002. Check here if Amendment ( X ); Amendment Number: 1 This Amendment (Check only one.): ( ) is a restatement ( X ) adds new holdings entries Institutional Investment Manager Filing this Report: Name: CREDIT SUISSE FIRST BOSTON, INC. Address: 11 MADISON AVENUE NEW YORK, NY 10010 Form 13F File Number: 28-2205 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schdeules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eugene Rosati Title: Director Phone: 212-325-4492 Signature, Place, and Date of Signing: Eugene Rosati New York, New York May 27, 2003 (Signature) (City, State) (Date) Report Type (Check only one.): ( X ) 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) ( ) 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) ( ) 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $ 758,992 (thousands) Information requested to be treated confidentially has been filed separately. List of Other Included Managers: Provided a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. Form 13F File Number Name 1. 28- Form 13F File Number Name 2. 28-2205 CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION* Form 13F File Number Name 3. 28-2205 CREDIT SUISSE FIRST BOSTON LLC** Form 13F File Number Name 4. 28- * CREDIT SUISSE FIRST BOSTON MANAGEMENT CORPORATION is a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. ** CREDIT SUISSE FIRST BOSTON LLC is also a wholly-owned subsidiary of CREDIT SUISSE FIRST BOSTON, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN GENERAL CORP COM 026351106 139350 3000000 SH DEFINED 03 3000000 0 0 AMERICAN TOWER CORP NT CV 6.25% 09 029912AB8 55729 52156000 SH DEFINED 03 0 0 52156000 AT RD INC COM 04648K105 628 292000 SH DEFINED 03 292000 0 0 BANCWEST CORP NEW COM 059790105 705 20500 SH DEFINED 03 20500 0 0 CONOCO INC CL A 208251306 28 1000 SH DEFINED 03 1000 0 0 CYPRESS SEMICONDUCTOR CORP SUB NT CV 4% 05 232806AE9 30795 33477000 SH DEFINED 03 0 0 33477000 EMCORE CORP SB NT CV 144A 06 290846AA2 28446 30742000 SH DEFINED 03 0 0 30742000 GENERAL ELEC CORP COM 369604103 5 100 SH DEFINED 03 100 0 0 GENZYME CORP SB DEB CV 144A 21372917AJ3 69808 64250000 SH DEFINED 03 0 0 64250000 GOLDEN ST BANCORP COM 381197102 40785 1324200 SH DEFINED 03 1324200 0 0 GULF CDA RES LTD ORD 40218L305 40500 5000000 SH DEFINED 03 5000000 0 0 HONEYWELL INTL INC COM 438516106 3 100 SH DEFINED 03 0 0 100 IMPROVENET INC COM 45321E106 135 385600 SH DEFINED 03 385600 0 0 INTERMEDIA COMMUNICATIONS INC COM 458801107 6007 410000 SH DEFINED 03 410000 0 0 INVERNESS MED TECHNOLOGY INC COM 461268104 18500 500000 SH DEFINED 03 500000 0 0 KRAFT FOODS INC CL A 50075N104 22504 762850 SH DEFINED 03 762850 0 0 MINIMED INC COM 60365K108 35475 750000 SH DEFINED 03 750000 0 0 PEREGRINE SYSTEMS INC COM 71366Q101 13030 453200 SH DEFINED 03 453200 0 0 SAUER-DANFOSS INC COM 804137107 839 167713 SH DEFINED 03 167713 0 0 SPIEKER PPTYS INC COM 848497103 3573 59600 SH DEFINED 03 59600 0 0 STRUCTURAL DYNAMICS RESH CORP COM 863555108 9800 400000 SH DEFINED 03 400000 0 0 TOSCO CORP COM NEW 891490302 121393 2755800 SH DEFINED 03 2755800 0 0 ULTRAMARE DIAMOND SHAMROCK CORPCOM 904000106 898 19000 SH DEFINED 03 19000 0 0 WILLAMETTE INDS INC COM 969133107 109890 2220000 SH DEFINED 03 2220000 0 0 XM SATELLITE RADIO HLDGS INC PFD CV B 8.25% 983759200 10166 353121 SH DEFINED 03 353121 0 0
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