0001225208-18-004958.txt : 20180301
0001225208-18-004958.hdr.sgml : 20180301
20180301171010
ACCESSION NUMBER: 0001225208-18-004958
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180228
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gifford Craig E
CENTRAL INDEX KEY: 0001417036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 18658785
MAIL ADDRESS:
STREET 1: 8333 DOUGLAS AVENUE
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S. BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S. BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
4
1
doc4.xml
X0306
4
2018-02-28
0000036104
US BANCORP \DE\
USB
0001417036
Gifford Craig E
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
EVP and Controller
Common Stock, $0.01 par value
2018-02-28
4
M
0
13526.0000
11.0200
A
62775.0000
D
Common Stock, $0.01 par value
2018-02-28
4
M
0
13524.0000
13.8800
A
76299.0000
D
Common Stock, $0.01 par value
2018-02-28
4
M
0
7144.0000
23.8600
A
83443.0000
D
Common Stock, $0.01 par value
2018-02-28
4
M
0
6017.0000
28.6300
A
89460.0000
D
Common Stock, $0.01 par value
2018-02-28
4
M
0
5679.0000
28.7000
A
95139.0000
D
Common Stock, $0.01 par value
2018-02-28
4
S
0
5679.0000
55.3200
D
89460.0000
D
Common Stock, $0.01 par value
2018-02-28
4
S
0
6017.0000
55.3200
D
83443.0000
D
Common Stock, $0.01 par value
2018-02-28
4
S
0
7144.0000
55.3400
D
76299.0000
D
Common Stock, $0.01 par value
2018-02-28
4
S
0
13524.0000
55.3600
D
62775.0000
D
Common Stock, $0.01 par value
2018-02-28
4
S
0
13526.0000
55.3700
D
49249.0000
D
Common Stock, $0.01 par value
1164.0000
I
By 401(k) plan
Employee Stock Option (Right to Buy)
13.8800
2018-02-28
4
M
0
13524.0000
13.8800
D
2019-01-22
Common Stock, $0.01 par value
13524.0000
0.0000
D
Employee Stock Option (Right to Buy)
28.6300
2018-02-28
4
M
0
6017.0000
28.6300
D
2022-02-15
Common Stock, $0.01 par value
6017.0000
0.0000
D
Employee Stock Option (Right to Buy)
23.8600
2018-02-28
4
M
0
7144.0000
23.8600
D
2020-02-16
Common Stock, $0.01 par value
7144.0000
0.0000
D
Employee Stock Option (Right to Buy)
28.7000
2018-02-28
4
M
0
5679.0000
28.7000
D
2021-02-16
Common Stock, $0.01 par value
5679.0000
0.0000
D
Employee Stock Option (Right to Buy)
11.0200
2018-02-28
4
M
0
13526.0000
11.0200
D
2019-02-18
Common Stock, $0.01 par value
13526.0000
0.0000
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $55.35 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
The price in Column 4 is a weighted average price. The prices actually received ranged from $55.36 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Based on a plan report dated February 28, 2018, the most recent plan report available.
The option vested in four equal annual installments beginning on January 22, 2010.
The option vested in four equal annual installments beginning on February 15, 2013.
The option vested in four equal annual installments beginning on February 16, 2011.
The option vested in four equal annual installments beginning on February 16, 2012.
The option vested in four equal annual installments beginning February 18, 2010.
James L. Chosy for Craig E. Gifford
2018-03-01