0001225208-18-004958.txt : 20180301 0001225208-18-004958.hdr.sgml : 20180301 20180301171010 ACCESSION NUMBER: 0001225208-18-004958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180228 FILED AS OF DATE: 20180301 DATE AS OF CHANGE: 20180301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gifford Craig E CENTRAL INDEX KEY: 0001417036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 18658785 MAIL ADDRESS: STREET 1: 8333 DOUGLAS AVENUE CITY: DALLAS STATE: TX ZIP: 75225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 4 1 doc4.xml X0306 4 2018-02-28 0000036104 US BANCORP \DE\ USB 0001417036 Gifford Craig E 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 EVP and Controller Common Stock, $0.01 par value 2018-02-28 4 M 0 13526.0000 11.0200 A 62775.0000 D Common Stock, $0.01 par value 2018-02-28 4 M 0 13524.0000 13.8800 A 76299.0000 D Common Stock, $0.01 par value 2018-02-28 4 M 0 7144.0000 23.8600 A 83443.0000 D Common Stock, $0.01 par value 2018-02-28 4 M 0 6017.0000 28.6300 A 89460.0000 D Common Stock, $0.01 par value 2018-02-28 4 M 0 5679.0000 28.7000 A 95139.0000 D Common Stock, $0.01 par value 2018-02-28 4 S 0 5679.0000 55.3200 D 89460.0000 D Common Stock, $0.01 par value 2018-02-28 4 S 0 6017.0000 55.3200 D 83443.0000 D Common Stock, $0.01 par value 2018-02-28 4 S 0 7144.0000 55.3400 D 76299.0000 D Common Stock, $0.01 par value 2018-02-28 4 S 0 13524.0000 55.3600 D 62775.0000 D Common Stock, $0.01 par value 2018-02-28 4 S 0 13526.0000 55.3700 D 49249.0000 D Common Stock, $0.01 par value 1164.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 13.8800 2018-02-28 4 M 0 13524.0000 13.8800 D 2019-01-22 Common Stock, $0.01 par value 13524.0000 0.0000 D Employee Stock Option (Right to Buy) 28.6300 2018-02-28 4 M 0 6017.0000 28.6300 D 2022-02-15 Common Stock, $0.01 par value 6017.0000 0.0000 D Employee Stock Option (Right to Buy) 23.8600 2018-02-28 4 M 0 7144.0000 23.8600 D 2020-02-16 Common Stock, $0.01 par value 7144.0000 0.0000 D Employee Stock Option (Right to Buy) 28.7000 2018-02-28 4 M 0 5679.0000 28.7000 D 2021-02-16 Common Stock, $0.01 par value 5679.0000 0.0000 D Employee Stock Option (Right to Buy) 11.0200 2018-02-28 4 M 0 13526.0000 11.0200 D 2019-02-18 Common Stock, $0.01 par value 13526.0000 0.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $55.35 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $55.36 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated February 28, 2018, the most recent plan report available. The option vested in four equal annual installments beginning on January 22, 2010. The option vested in four equal annual installments beginning on February 15, 2013. The option vested in four equal annual installments beginning on February 16, 2011. The option vested in four equal annual installments beginning on February 16, 2012. The option vested in four equal annual installments beginning February 18, 2010. James L. Chosy for Craig E. Gifford 2018-03-01