0001225208-17-001872.txt : 20170127 0001225208-17-001872.hdr.sgml : 20170127 20170127161831 ACCESSION NUMBER: 0001225208-17-001872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD K CENTRAL INDEX KEY: 0001185480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 17553944 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2017-01-25 0000036104 US BANCORP \DE\ USB 0001185480 DAVIS RICHARD K 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 Chairman and CEO Common Stock, $0.01 par value 2017-01-25 4 M 0 707726.0000 31.0400 A 1504607.0000 D Common Stock, $0.01 par value 2017-01-25 4 S 0 707726.0000 52.4500 D 796881.0000 D Common Stock, $0.01 par value 2017-01-26 4 A 0 171784.0000 0.0000 A 968665.0000 D Common Stock, $0.01 par value 18604.0000 I By 401(k) plan Common Stock, $0.01 par value 195504.0000 I By Spouse's Trust Employee Stock Option (Right to Buy) 31.0400 2017-01-25 4 M 0 707726.0000 0.0000 D 2018-01-16 Common Stock, $0.01 par value 707726.0000 0.0000 D Includes amounts acquired pursuant to dividend reinvestment. The price in Column 4 is a weighted average price. The prices actually received ranged from $52.25 to $52.58. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The performance-based restricted stock units vest in four equal annual installments beginning on February 18, 2017. These units made up 75% of the value of the reporting person's 2016 long-term incentive compensation award granted on February 18, 2016. The number of units earned and eligible to be settled in shares of common stock was determined on January 26, 2017, based on the company's 2016 performance against certain preset performance targets. Based on a plan report dated December 31, 2016, the most recent plan report available. The option vested in four equal annual installments beginning on January 16, 2009. James L. Chosy for Richard K. Davis 2017-01-27