0001225208-16-041938.txt : 20161117 0001225208-16-041938.hdr.sgml : 20161117 20161117161632 ACCESSION NUMBER: 0001225208-16-041938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161117 DATE AS OF CHANGE: 20161117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN TERRANCE R CENTRAL INDEX KEY: 0001185481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 162005110 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2016-11-16 0000036104 US BANCORP \DE\ USB 0001185481 DOLAN TERRANCE R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman & CFO Common Stock, $0.01 par value 2016-11-16 4 M 0 29093.0000 27.9400 A 90188.0000 D Common Stock, $0.01 par value 2016-11-16 4 M 0 26112.0000 23.8600 A 116300.0000 D Common Stock, $0.01 par value 2016-11-16 4 S 0 26112.0000 47.6800 D 90188.0000 D Common Stock, $0.01 par value 2016-11-16 4 S 0 29093.0000 47.6600 D 61095.0000 D Common Stock, $0.01 par value 5465.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 23.8600 2016-11-16 4 M 0 26112.0000 0.0000 D 2020-02-16 Common Stock, $0.01 par value 26112.0000 0.0000 D Employee Stock Option (Right to Buy) 27.9400 2016-11-16 4 M 0 29093.0000 0.0000 D 2020-04-21 Common Stock, $0.01 par value 29093.0000 0.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $47.67 to $47.69. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $47.59 to $47.72. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated October 31, 2016, the most recent plan report available. The option vested in four equal annual installments beginning on February 16, 2011. The option vested in four equal annual installments beginning on April 21, 2011. James L. Chosy for Terrance R. Dolan 2016-11-17