0001225208-16-040866.txt : 20161031 0001225208-16-040866.hdr.sgml : 20161031 20161031164243 ACCESSION NUMBER: 0001225208-16-040866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161027 FILED AS OF DATE: 20161031 DATE AS OF CHANGE: 20161031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CECERE ANDREW CENTRAL INDEX KEY: 0001185476 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 161962118 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2016-10-27 0000036104 US BANCORP \DE\ USB 0001185476 CECERE ANDREW 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 President and COO Common Stock, $0.01 par value 2016-10-27 4 M 0 98421.0000 31.0400 A 633704.0000 D Common Stock, $0.01 par value 2016-10-27 4 S 0 98421.0000 45.0400 D 535283.0000 D Common Stock, $0.01 par value 2016-10-28 4 M 0 317798.0000 31.0400 A 853081.0000 D Common Stock, $0.01 par value 2016-10-28 4 S 0 317798.0000 44.7900 D 535283.0000 D Common Stock, $0.01 par value 10786.0000 I By 401(k) plan Common Stock, $0.01 par value 341.0000 I By Spouse Employee Stock Option (Right to Buy) 31.0400 2016-10-27 4 M 0 98421.0000 0.0000 D 2018-01-16 Common Stock, $0.01 par value 98421.0000 776215.0000 D Employee Stock Option (Right to Buy) 31.0400 2016-10-28 4 M 0 317798.0000 0.0000 D 2018-01-16 Common Stock, $0.01 par value 317798.0000 458417.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $45.01 to $45.11. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. The price in Column 4 is a weighted average price. The prices actually received ranged from $44.74 to $44.84. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated September 30, 2016, the most recent plan report available. The option vested in four equal annual installments beginning on January 16, 2009. James L. Chosy for Andrew Cecere 2016-10-31