0001225208-15-004515.txt : 20150219 0001225208-15-004515.hdr.sgml : 20150219 20150218170405 ACCESSION NUMBER: 0001225208-15-004515 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150213 FILED AS OF DATE: 20150218 DATE AS OF CHANGE: 20150218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DAVIS RICHARD K CENTRAL INDEX KEY: 0001185480 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 15628808 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2015-02-13 0000036104 US BANCORP \DE\ USB 0001185480 DAVIS RICHARD K 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 Chairman, President and CEO Common Stock, $0.01 par value 2015-02-13 4 M 0 548297.0000 30.0000 A 947584.0000 D Common Stock, $0.01 par value 2015-02-13 4 S 0 548297.0000 45.0900 D 399287.0000 D Common Stock, $0.01 par value 2015-02-14 4 M 0 42629.0000 0.0000 A 441916.0000 D Common Stock, $0.01 par value 2015-02-15 4 M 0 33897.0000 0.0000 A 475813.0000 D Common Stock, $0.01 par value 2015-02-16 4 M 0 73345.0000 0.0000 A 549158.0000 D Common Stock, $0.01 par value 2015-02-16 4 M 0 33680.0000 0.0000 A 582838.0000 D Common Stock, $0.01 par value 2015-02-17 4 F 0 85907.0000 44.8900 D 496931.0000 D Common Stock, $0.01 par value 17116.0000 I By 401(k) plan Common Stock, $0.01 par value 195504.0000 I By Spouse's Trust Employee Stock Option (Right to Buy) 30.0000 2015-02-13 4 M 0 548297.0000 0.0000 D 2016-01-17 Common Stock, $0.01 par value 548297.0000 0.0000 D Restricted Stock Units 2015-02-14 4 M 0 42629.0000 0.0000 D 2014-02-14 Common Stock, $0.01 par value 42629.0000 85259.0000 D Restricted Stock Units 2015-02-15 4 M 0 33897.0000 0.0000 D 2013-02-15 Common Stock, $0.01 par value 33897.0000 33898.0000 D Restricted Stock Units 2015-02-16 4 M 0 33680.0000 0.0000 D 2012-02-16 Common Stock, $0.01 par value 33680.0000 0.0000 D Restricted Stock Units 2015-02-16 4 M 0 73345.0000 0.0000 D 2013-02-16 Common Stock, $0.01 par value 73345.0000 0.0000 D Includes amounts acquired pursuant to dividend reinvestment. Based on a plan report dated February 11, 2015, the most recent plan report available. The option vested in four equal annual installments beginning on January 17, 2007. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with the remaining vesting occurring in 25% increments on the fourth and fifth anniversaries of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person. James L. Chosy for Richard K. Davis 2015-02-18