0001225208-15-001886.txt : 20150123
0001225208-15-001886.hdr.sgml : 20150123
20150123163337
ACCESSION NUMBER: 0001225208-15-001886
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150122
FILED AS OF DATE: 20150123
DATE AS OF CHANGE: 20150123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Payne Richard B JR
CENTRAL INDEX KEY: 0001288880
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 15545935
MAIL ADDRESS:
STREET 1: U.S. BANCORP
STREET 2: 800 NICOLLET MALL, MAIL CODE BC-MN-H210
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
X0306
4
2015-01-22
0000036104
US BANCORP \DE\
USB
0001288880
Payne Richard B JR
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
Vice Chairman
Common Stock, $0.01 par value
2015-01-22
4
M
0
50000.0000
31.0400
A
89625.0000
D
Common Stock, $0.01 par value
2015-01-22
4
S
0
50000.0000
43.4400
D
39625.0000
D
Common Stock, $0.01 par value
2305.0000
I
By 401(k) plan
Common Stock, $0.01 par value
2000.0000
I
By IRA
Employee Stock Option (Right to Buy)
31.0400
2015-01-22
4
M
0
50000.0000
0.0000
D
2018-01-16
Common Stock, $0.01 par value
50000.0000
410204.0000
D
Restricted Stock Units
2015-01-22
4
A
0
1664.0000
0.0000
A
2015-02-20
Common Stock, $0.01 par value
1664.0000
46678.0000
D
Includes amount acquired pursuant to dividend reinvestment.
The price in Column 4 is a weighted average price. The prices actually received ranged from $43.38 to $43.53. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Based on a plan report dated December 31, 2014, the most recent plan report available.
The option vested in four equal annual installments beginning on January 16, 2009.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
A grant of restricted stock units was awarded to the Reporting Person on February 20, 2014, and was reported on a Form 4 filed on February 24, 2014. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2014 corporate performance measures. On January 22, 2015, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
James L. Chosy for Richard B. Payne, Jr.
2015-01-23