0001225208-15-001886.txt : 20150123 0001225208-15-001886.hdr.sgml : 20150123 20150123163337 ACCESSION NUMBER: 0001225208-15-001886 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150122 FILED AS OF DATE: 20150123 DATE AS OF CHANGE: 20150123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Payne Richard B JR CENTRAL INDEX KEY: 0001288880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 15545935 MAIL ADDRESS: STREET 1: U.S. BANCORP STREET 2: 800 NICOLLET MALL, MAIL CODE BC-MN-H210 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2015-01-22 0000036104 US BANCORP \DE\ USB 0001288880 Payne Richard B JR 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 2015-01-22 4 M 0 50000.0000 31.0400 A 89625.0000 D Common Stock, $0.01 par value 2015-01-22 4 S 0 50000.0000 43.4400 D 39625.0000 D Common Stock, $0.01 par value 2305.0000 I By 401(k) plan Common Stock, $0.01 par value 2000.0000 I By IRA Employee Stock Option (Right to Buy) 31.0400 2015-01-22 4 M 0 50000.0000 0.0000 D 2018-01-16 Common Stock, $0.01 par value 50000.0000 410204.0000 D Restricted Stock Units 2015-01-22 4 A 0 1664.0000 0.0000 A 2015-02-20 Common Stock, $0.01 par value 1664.0000 46678.0000 D Includes amount acquired pursuant to dividend reinvestment. The price in Column 4 is a weighted average price. The prices actually received ranged from $43.38 to $43.53. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated December 31, 2014, the most recent plan report available. The option vested in four equal annual installments beginning on January 16, 2009. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. A grant of restricted stock units was awarded to the Reporting Person on February 20, 2014, and was reported on a Form 4 filed on February 24, 2014. The number of restricted stock units originally awarded was subject to adjustment based on certain fiscal 2014 corporate performance measures. On January 22, 2015, the adjusted, final number of units subject to the award was determined. The number of restricted stock units in column 5 is the number of units by which the original award was increased. The number of units in column 9 is the total final award amount. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. James L. Chosy for Richard B. Payne, Jr. 2015-01-23