0001225208-14-005831.txt : 20140224 0001225208-14-005831.hdr.sgml : 20140224 20140224170230 ACCESSION NUMBER: 0001225208-14-005831 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140220 FILED AS OF DATE: 20140224 DATE AS OF CHANGE: 20140224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: US BANCORP \DE\ CENTRAL INDEX KEY: 0000036104 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 410255900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL STREET 2: BC-MN-H15F CITY: MINNEAPOLIS STATE: MN ZIP: 55402-7020 BUSINESS PHONE: 651-466-3000 MAIL ADDRESS: STREET 1: U.S.BANCORP STREET 2: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK SYSTEM INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: FIRST BANK STOCK CORP DATE OF NAME CHANGE: 19720317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DOLAN TERRANCE R CENTRAL INDEX KEY: 0001185481 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-06880 FILM NUMBER: 14637730 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 doc4.xml X0306 4 2014-02-20 0000036104 US BANCORP \DE\ USB 0001185481 DOLAN TERRANCE R 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 Vice Chairman Common Stock, $0.01 par value 2014-02-20 4 M 0 138122.0000 32.7000 A 181912.0000 D Common Stock, $0.01 par value 2014-02-20 4 M 0 34030.0000 36.2500 A 215942.0000 D Common Stock, $0.01 par value 2014-02-20 4 M 0 30568.0000 29.9700 A 246510.0000 D Common Stock, $0.01 par value 2014-02-20 4 S 0 202720.0000 40.3600 D 43790.0000 D Common Stock, $0.01 par value 4922.0000 I By 401(k) plan Employee Stock Option (Right to Buy) 32.7000 2014-02-20 4 M 0 138122.0000 0.0000 D 2018-02-12 Common Stock, $0.01 par value 138122.0000 0.0000 D Employee Stock Option (Right to Buy) 36.2500 2014-02-20 4 M 0 34030.0000 0.0000 D 2017-02-13 Common Stock, $0.01 par value 34030.0000 0.0000 D Employee Stock Option (Right to Buy) 29.9700 2014-02-20 4 M 0 30568.0000 0.0000 D 2016-02-14 Common Stock, $0.01 par value 30568.0000 0.0000 D Employee Stock Option (Right to Buy) 40.3200 2014-02-20 4 A 0 26583.0000 0.0000 A 2024-02-20 Common Stock, $0.01 par value 26583.0000 26583.0000 D Restricted Stock Units 2014-02-20 4 A 0 22507.0000 0.0000 A 2015-02-20 Common Stock, $0.01 par value 22507.0000 22507.0000 D The price in Column 4 is a weighted average price. The prices actually received ranged from $40.32 to $40.43. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Based on a plan report dated February 7, 2014, the most recent plan report available. The option vested in four equal annual installments beginning on February 12, 2009. The option vested in four equal annual installments beginning on February 13, 2008. The option vested in four equal annual installments beginning on February 14, 2007. The options vest in four equal annual installments beginning on February 20, 2015. These options make up part of the reporting person's 2014 long-term incentive compensation grant. Restricted stock units convert into common stock on a one-for-one basis at the time of vesting. Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2014 long-term incentive compensation grant. The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6. James L. Chosy for Terrance R. Dolan 2014-02-24