0001225208-14-005831.txt : 20140224
0001225208-14-005831.hdr.sgml : 20140224
20140224170230
ACCESSION NUMBER: 0001225208-14-005831
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140220
FILED AS OF DATE: 20140224
DATE AS OF CHANGE: 20140224
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: US BANCORP \DE\
CENTRAL INDEX KEY: 0000036104
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 410255900
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL
STREET 2: BC-MN-H15F
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402-7020
BUSINESS PHONE: 651-466-3000
MAIL ADDRESS:
STREET 1: U.S.BANCORP
STREET 2: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK SYSTEM INC
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST BANK STOCK CORP
DATE OF NAME CHANGE: 19720317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DOLAN TERRANCE R
CENTRAL INDEX KEY: 0001185481
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-06880
FILM NUMBER: 14637730
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
doc4.xml
X0306
4
2014-02-20
0000036104
US BANCORP \DE\
USB
0001185481
DOLAN TERRANCE R
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
Vice Chairman
Common Stock, $0.01 par value
2014-02-20
4
M
0
138122.0000
32.7000
A
181912.0000
D
Common Stock, $0.01 par value
2014-02-20
4
M
0
34030.0000
36.2500
A
215942.0000
D
Common Stock, $0.01 par value
2014-02-20
4
M
0
30568.0000
29.9700
A
246510.0000
D
Common Stock, $0.01 par value
2014-02-20
4
S
0
202720.0000
40.3600
D
43790.0000
D
Common Stock, $0.01 par value
4922.0000
I
By 401(k) plan
Employee Stock Option (Right to Buy)
32.7000
2014-02-20
4
M
0
138122.0000
0.0000
D
2018-02-12
Common Stock, $0.01 par value
138122.0000
0.0000
D
Employee Stock Option (Right to Buy)
36.2500
2014-02-20
4
M
0
34030.0000
0.0000
D
2017-02-13
Common Stock, $0.01 par value
34030.0000
0.0000
D
Employee Stock Option (Right to Buy)
29.9700
2014-02-20
4
M
0
30568.0000
0.0000
D
2016-02-14
Common Stock, $0.01 par value
30568.0000
0.0000
D
Employee Stock Option (Right to Buy)
40.3200
2014-02-20
4
A
0
26583.0000
0.0000
A
2024-02-20
Common Stock, $0.01 par value
26583.0000
26583.0000
D
Restricted Stock Units
2014-02-20
4
A
0
22507.0000
0.0000
A
2015-02-20
Common Stock, $0.01 par value
22507.0000
22507.0000
D
The price in Column 4 is a weighted average price. The prices actually received ranged from $40.32 to $40.43. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Based on a plan report dated February 7, 2014, the most recent plan report available.
The option vested in four equal annual installments beginning on February 12, 2009.
The option vested in four equal annual installments beginning on February 13, 2008.
The option vested in four equal annual installments beginning on February 14, 2007.
The options vest in four equal annual installments beginning on February 20, 2015. These options make up part of the reporting person's 2014 long-term incentive compensation grant.
Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2014 long-term incentive compensation grant.
The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
James L. Chosy for Terrance R. Dolan
2014-02-24